Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Capital House2 Pride PlaceDerbyDerbyshireDE24 8QRUNITED KINGDOM- Phone
- +441332200020
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Complaints Contact
Capital House2 Pride PlaceDerbyDerbyshireDE24 8QRUNITED KINGDOM- Phone
- +441332200020
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
For Retail (Non-Investment Insurance)
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Arranges Investments
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Retail (Investment), Non-investment insurance contracts, Unit, Rights to or interests in investments (Security), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Rights to or interests in investments
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Ian Rosenheck
IRN IXR01292
- (546)Appointed representative dealing with clients for which they require qualification (23 Nov 2023 to 28 Mar 2024)
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Ian Thomas Soulsby
IRN IXS08158
- (6)CF4 Partner (AR) (since 13 Nov 2018)
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Ian Trevor Shaw
IRN ITS00007
- (749)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Jul 2023)
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Ian Walter Screeton
IRN IWS00010
- (276)CF4 Partner (AR) (30 Aug 2012 to 28 Sep 2022)
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Ian Whitehorne
IRN IXW01108
- (44)CF1 Director (AR) (since 12 Dec 2018)
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Ian Wimbleton
IRN IXW01183
- (600)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Feb 2024)
- (599)CF4 Partner (AR) (31 Aug 2011 to 28 Feb 2024)
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Ieysha Kaur Sarai
IRN IKR01009
- (611)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Feb 2020)
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Ilona Katarzyna Gierach
IRN IXG00051
- (1890)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2020)
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Ingrid Maria Josepha Fleuren
IRN IXF00020
- (2360)Appointed representative dealing with clients for which they require qualification (11 May 2020 to 26 Mar 2021)
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Inna Lyukshina
IRN IXL00014
- (989)Appointed representative dealing with clients for which they require qualification (23 Oct 2023 to 13 Feb 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Sarah Mains Residential (Newcastle) Ltd (no longer appointed)
FRN 448440 · Appointed 8 Jan 2007 · Until 7 Dec 2022
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Sarah Mains Residential Ltd (no longer appointed)
FRN 425750 · Appointed 8 Jan 2007 · Until 7 Dec 2022
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Edwards Grounds Financial Services Ltd (no longer appointed)
FRN 214156 · Appointed 8 Jan 2007 · Until 20 May 2011
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Leicester Premier Financial Services (no longer appointed)
FRN 413472 · Appointed 8 Jan 2007 · Until 4 Jun 2018
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Sinclair Estate Agents (Coalville) Limited (no longer appointed)
FRN 449412 · Appointed 8 Jan 2007 · Until 20 Aug 2009
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Sinclair Estate Agents Limited (no longer appointed)
FRN 410880 · Appointed 8 Jan 2007 · Until 20 Aug 2009
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (2481)CF1 Director (AR)
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controlled function added: (2480)CF1 Director (AR)
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controlled function added: (2479)CF1 Director (AR)
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controlled function added: (2478)SMF2 Chief Finance
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controlled function added: (2477)SMF3 Executive Director
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controlled function added: (2476)CF3 Chief Executive (AR)
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controlled function added: (2475)SMF1 Chief Executive
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controlled function added: (2474)SMF3 Executive Director
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controlled function added: (2473)SMF12 Chair of the Remuneration Committee
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controlled function added: (2472)SMF14 Senior Independent Director