Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Capital House2 Pride PlaceDerbyDerbyshireDE24 8QRUNITED KINGDOM- Phone
- +441332200020
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Complaints Contact
Capital House2 Pride PlaceDerbyDerbyshireDE24 8QRUNITED KINGDOM- Phone
- +441332200020
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
For Retail (Non-Investment Insurance)
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Arranges Investments
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Retail (Investment), Non-investment insurance contracts, Unit, Rights to or interests in investments (Security), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Rights to or interests in investments
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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James Cormack
IRN JXC00442
- (1409)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1410)Appointed representative dealing with clients for which they require qualification (since 20 Mar 2020)
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James Court
IRN JXC01952
- (81)CF1 Director (AR) (8 Jan 2007 to 20 Mar 2010)
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James Daniel Rimmington
IRN JXR00683
- (476)Appointed representative dealing with clients for which they require qualification (8 Sep 2022 to 14 Jul 2023)
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James David Barkley
IRN JDB01154
- (625)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (626)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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James David Harris
IRN JDH01153
- (20)CF1 Director (AR) (8 Jan 2007 to 28 Mar 2007)
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James David Langridge
IRN JXL00260
- (106)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Oct 2020)
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James Edward Daniel Wicks
IRN JXW01063
- (907)Appointed representative dealing with clients for which they require qualification (4 Apr 2024 to 13 Feb 2025)
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James Edward Evans
IRN JXE00184
- (577)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (578)Appointed representative dealing with clients for which they require qualification (since 28 Aug 2023)
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James Edward Robertson
IRN JXR00755
- (433)Appointed representative dealing with clients for which they require qualification (4 Oct 2023 to 5 Apr 2024)
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James Elliott Park
IRN JXP00226
- (293)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (294)Appointed representative dealing with clients for which they require qualification (since 7 Jul 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Capital Private Finance Ltd (no longer appointed)
FRN 553772 · Appointed 21 Mar 2012 · Until 3 Aug 2016
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Ian Tonge Property Services (no longer appointed)
FRN 159989 · Appointed 21 Feb 2012 · Until 11 Sep 2012
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The Chancellors Group of Estate Agents Limited (no longer appointed)
FRN 446570 · Appointed 8 Feb 2012 · Until 6 Dec 2022
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The Affinity Partnership Ltd (no longer appointed)
FRN 519080 · Appointed 8 Feb 2012 · Until 19 Apr 2012
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Talk Financial Services Limited (no longer appointed)
FRN 573521 · Appointed 27 Jan 2012 · Until 17 Jul 2013
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Minster Financial Services Ltd (no longer appointed)
FRN 572986 · Appointed 26 Jan 2012 · Until 2 Feb 2021
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (2481)CF1 Director (AR)
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controlled function added: (2480)CF1 Director (AR)
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controlled function added: (2479)CF1 Director (AR)
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controlled function added: (2478)SMF2 Chief Finance
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controlled function added: (2477)SMF3 Executive Director
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controlled function added: (2476)CF3 Chief Executive (AR)
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controlled function added: (2475)SMF1 Chief Executive
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controlled function added: (2474)SMF3 Executive Director
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controlled function added: (2473)SMF12 Chair of the Remuneration Committee
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controlled function added: (2472)SMF14 Senior Independent Director