Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Capital House2 Pride PlaceDerbyDerbyshireDE24 8QRUNITED KINGDOM- Phone
- +441332200020
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Complaints Contact
Capital House2 Pride PlaceDerbyDerbyshireDE24 8QRUNITED KINGDOM- Phone
- +441332200020
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
For Retail (Non-Investment Insurance)
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Arranges Investments
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Retail (Investment), Non-investment insurance contracts, Unit, Rights to or interests in investments (Security), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Rights to or interests in investments
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Joanne Smerdon
IRN JXS00307
- (823)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Dec 2022)
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Jodi Spreadbury
IRN JXS02549
- (143)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (144)Appointed representative dealing with clients for which they require qualification (since 25 Mar 2024)
- (603)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Feb 2024)
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Jodie Julie Somers
IRN JJS01140
- (583)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Sep 2024)
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Jodie Lorraine Alderson
IRN JXA00340
- (1544)Appointed representative dealing with clients for which they require qualification (1 Nov 2022 to 13 Sep 2024)
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Joe Alexander Westwood
IRN JXW78092
- (1123)Appointed representative dealing with clients for which they require qualification (5 Jun 2020 to 30 Jun 2022)
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Joe Daniel Hodgson
IRN JXH00392
- (1959)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1960)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Joe Duffy Jones
IRN JXJ00084
- (2500)Appointed representative dealing with clients for which they require qualification (1 Nov 2022 to 13 Jan 2023)
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Joe Edward Cohen
IRN JXC00163
- (846)CF1 Director (AR) (28 May 2012 to 10 Jun 2013)
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Joe Gaytten
IRN JXG00306
- (1729)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jan 2020)
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Joe Lewis Tyler
IRN JXT52626
- (1173)Appointed representative dealing with clients for which they require qualification (26 Apr 2021 to 7 Dec 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Bedfordshire Mortgage Practice Ltd
FRN 582392 · Appointed 1 Jun 2012
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Horizon Financial Solutions Ltd
FRN 455117 · Appointed 26 Mar 2012
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Anchor Mortgages Ltd
FRN 409510 · Appointed 26 Jan 2012
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Smart Advice Financial Solutions Ltd
FRN 569199 · Appointed 18 Nov 2011
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Tiffen & Co Limited
FRN 414252 · Appointed 28 Oct 2011
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Farrell Heyworth Mortgages & Protection Ltd
FRN 489472 · Appointed 26 Sep 2011
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Imogen Finance LLP
FRN 564344 · Appointed 12 Sep 2011
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Integrity Wealth management Ltd
FRN 552256 · Appointed 27 May 2011
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Andrea Fabian Limited
FRN 551483 · Appointed 20 May 2011
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MAB (South West) Ltd
FRN 550035 · Appointed 6 May 2011
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (2481)CF1 Director (AR)
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controlled function added: (2480)CF1 Director (AR)
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controlled function added: (2479)CF1 Director (AR)
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controlled function added: (2478)SMF2 Chief Finance
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controlled function added: (2477)SMF3 Executive Director
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controlled function added: (2476)CF3 Chief Executive (AR)
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controlled function added: (2475)SMF1 Chief Executive
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controlled function added: (2474)SMF3 Executive Director
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controlled function added: (2473)SMF12 Chair of the Remuneration Committee
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controlled function added: (2472)SMF14 Senior Independent Director