Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Capital House2 Pride PlaceDerbyDerbyshireDE24 8QRUNITED KINGDOM- Phone
- +441332200020
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Complaints Contact
Capital House2 Pride PlaceDerbyDerbyshireDE24 8QRUNITED KINGDOM- Phone
- +441332200020
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
For Retail (Non-Investment Insurance)
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Arranges Investments
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Retail (Investment), Non-investment insurance contracts, Unit, Rights to or interests in investments (Security), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Rights to or interests in investments
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Joanna Florence Moore
IRN JXM00500
- (1601)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1602)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Joanna Kate Vijay
IRN JKI01004
- (569)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Nov 2024)
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Joanna Margaret Barnham
IRN JXB00485
- (1495)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1496)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Joanna Siddall
IRN JXS29029
- (1240)Appointed representative dealing with clients for which they require qualification (24 May 2021 to 28 Jan 2022)
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Joanne Beaton
IRN JXB00481
- (1655)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1656)Appointed representative dealing with clients for which they require qualification (since 21 Mar 2024)
- (2195)Appointed representative dealing with clients for which they require qualification (16 Mar 2020 to 5 Jan 2024)
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Joanne Boulden
IRN JXB00479
- (1737)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1738)Appointed representative dealing with clients for which they require qualification (since 28 Sep 2020)
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Joanne Buyers
IRN JXB00454
- (1855)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1856)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Joanne Claire Ebrey
IRN JXE00008
- (395)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (396)Appointed representative dealing with clients for which they require qualification (since 30 Jan 2023)
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Joanne Claire Mezzone
IRN JXM00507
- (2640)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Feb 2026)
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Joanne Culley
IRN JXC02294
- (282)CF1 Director (AR) (5 Aug 2009 to 29 Nov 2022)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Bright Mortgage Services Limited (no longer appointed)
FRN 616258 · Appointed 21 Feb 2014 · Until 10 Apr 2019
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Newton Fallowell Bourne ( Sales & Lettings) Limited (no longer appointed)
FRN 616169 · Appointed 19 Feb 2014 · Until 7 Dec 2022
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Moore & Partners Estates Ltd (no longer appointed)
FRN 612299 · Appointed 27 Dec 2013 · Until 2 Dec 2022
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Northgate Signature Limited (no longer appointed)
FRN 524191 · Appointed 9 Dec 2013 · Until 11 Nov 2016
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (2491)Responsible for Insurance Distribution
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controlled function added: (2490)Responsibility for MCD Intermediation
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controlled function added: (2489)SMF3 Executive Director
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controlled function added: (2488)SMF4 Chief Risk
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controlled function added: (2487)CF1 Director (AR)
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controlled function added: (2486)SMF11 Chair of the Audit Committee
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controlled function added: (2485)CF1 Director (AR)
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controlled function added: (2484)CF1 Director (AR)
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controlled function added: (2483)SMF3 Executive Director
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controlled function added: (2482)SMF24 Chief Operations