Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Capital House2 Pride PlaceDerbyDerbyshireDE24 8QRUNITED KINGDOM- Phone
- +441332200020
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Complaints Contact
Capital House2 Pride PlaceDerbyDerbyshireDE24 8QRUNITED KINGDOM- Phone
- +441332200020
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
For Retail (Non-Investment Insurance)
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Arranges Investments
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Retail (Investment), Non-investment insurance contracts, Unit, Rights to or interests in investments (Security), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Rights to or interests in investments
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jason David Worton
IRN JDW00017
- (869)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2024)
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Jason Derbyshire
IRN JXD00565
- (1059)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1060)Appointed representative dealing with clients for which they require qualification (since 1 Nov 2022)
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Jason Harding
IRN JXH00646
- (1647)Appointed representative dealing with clients for which they require qualification (17 May 2021 to 2 Dec 2022)
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Jason Karl Cook
IRN JXC00439
- (1557)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1558)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Jason Matthew Cole
IRN JMC01343
- (627)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Dec 2024)
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Jason Robert Blunden
IRN JRB00058
- (27)CF1 Director (AR) (since 14 Jan 2022)
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Jason Stuart Matten
IRN JXM00505
- (2305)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (2306)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Jason Wakefield
IRN JXW01882
- (218)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (219)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Jason William John Smith
IRN JXS00471
- (1505)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1506)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Jaspal Singh Tumber
IRN JXT00198
- (1465)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1466)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Newton Fallowell (Boston) Ltd (no longer appointed)
FRN 752873 · Appointed 14 Jul 2016 · Until 7 Dec 2022
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Newton Fallowell (Spilsby) Ltd (no longer appointed)
FRN 752874 · Appointed 14 Jul 2016 · Until 7 Dec 2022
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Manning Stainton Rentals & Property Management Limited (no longer appointed)
FRN 752813 · Appointed 14 Jul 2016 · Until 7 Dec 2022
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Freedom Mortgages Limited (no longer appointed)
FRN 749463 · Appointed 9 Jun 2016 · Until 6 Dec 2022
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Newton & Derry Financial Services Limited (no longer appointed)
FRN 744352 · Appointed 18 Apr 2016 · Until 27 Nov 2020
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Mortgage Advice Solutions Limited (no longer appointed)
FRN 743460 · Appointed 7 Apr 2016 · Until 27 Jun 2016
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (2491)Responsible for Insurance Distribution
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controlled function added: (2490)Responsibility for MCD Intermediation
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controlled function added: (2489)SMF3 Executive Director
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controlled function added: (2488)SMF4 Chief Risk
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controlled function added: (2487)CF1 Director (AR)
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controlled function added: (2486)SMF11 Chair of the Audit Committee
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controlled function added: (2485)CF1 Director (AR)
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controlled function added: (2484)CF1 Director (AR)
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controlled function added: (2483)SMF3 Executive Director
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controlled function added: (2482)SMF24 Chief Operations