Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Capital House2 Pride PlaceDerbyDerbyshireDE24 8QRUNITED KINGDOM- Phone
- +441332200020
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Complaints Contact
Capital House2 Pride PlaceDerbyDerbyshireDE24 8QRUNITED KINGDOM- Phone
- +441332200020
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
For Retail (Non-Investment Insurance)
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Arranges Investments
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Retail (Investment), Non-investment insurance contracts, Unit, Rights to or interests in investments (Security), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Rights to or interests in investments
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Graham John Ashby
IRN GJA01034
- (631)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (632)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Graham John Earp
IRN GJE01037
- (136)CF1 Director (AR) (10 Jun 2010 to 8 Nov 2011)
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Graham John Laing
IRN GXL00202
- (1407)Appointed representative dealing with clients for which they require qualification (12 Nov 2021 to 28 Feb 2023)
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Graham Lock
IRN GXL00149
- (376)CF1 Director (AR) (19 May 2021 to 2 Nov 2023)
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Graham McCabe
IRN GXM35251
- (517)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (518)Appointed representative dealing with clients for which they require qualification (since 2 Aug 2021)
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Graham Michael Bean
IRN GMB30245
- (1233)Appointed representative dealing with clients for which they require qualification (26 Feb 2024 to 10 Jun 2024)
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Graham Michael Hutchinson
IRN GXH00138
- (1990)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Feb 2022)
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Graham Peter Bennett
IRN GXB00223
- (1173)[FCA CF] Significant management (since 9 Feb 2021)
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Graham Roberts-Hunt
IRN GXR00096
- (1705)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1706)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Graham Stewart Dearle
IRN GXD78215
- (2733)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Mar 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Mortgage Branch Limited
FRN 1001170 · Appointed 19 Aug 2023
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SOANE MONEY LTD
FRN 1001009 · Appointed 4 Aug 2023
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Right First Time Financial Services Ltd
FRN 815103 · Appointed 19 Jun 2023
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AAG Mortgage Brokerage Ltd
FRN 193688 · Appointed 19 Jun 2023
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Jack Gear Mortgage Advice Ltd
FRN 998234 · Appointed 19 Jun 2023
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Pam Brown Mortgages LLP
FRN 554829 · Appointed 26 May 2023
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Metro Finance Brokers Limited
FRN 989576 · Appointed 6 Jan 2023
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James Joseph Ltd
FRN 988720 · Appointed 13 Dec 2022
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Smart Moves Financial Services Limited
FRN 504421 · Appointed 17 Nov 2022
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Scout Financial Services Limited
FRN 914695 · Appointed 7 Oct 2022
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: MAB Network
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trading name added: M D Private Clients
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trading name added: landlordfunding.co.uk
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trading name added: Landlord Funding
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trading name added: kingswood Law
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trading name added: Kings Owen Independent Mortgage Advisors
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trading name added: Northwood UK.com
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trading name added: Northwood Financial Services Chester
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trading name added: Northwood Financial Services
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trading name added: Mortgage Talk