Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Capital House2 Pride PlaceDerbyDerbyshireDE24 8QRUNITED KINGDOM- Phone
- +441332200020
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Complaints Contact
Capital House2 Pride PlaceDerbyDerbyshireDE24 8QRUNITED KINGDOM- Phone
- +441332200020
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
For Retail (Non-Investment Insurance)
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Arranges Investments
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Retail (Investment), Non-investment insurance contracts, Unit, Rights to or interests in investments (Security), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Rights to or interests in investments
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Forsyth Elliot
IRN JFE01017
- (615)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (616)Appointed representative dealing with clients for which they require qualification (since 7 Dec 2023)
- (790)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Aug 2023)
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John Henry Ozwell
IRN JHO00002
- (18)CF1 Director (AR) (19 Jul 2011 to 3 Jul 2018)
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John Hugh Forsyth
IRN JHF00009
- (46)CF1 Director (AR) (14 Nov 2011 to 14 May 2018)
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John Icarus Waters
IRN JIW00006
- (195)CF1 Director (AR) (11 Feb 2013 to 27 Sep 2016)
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John Jamie Clement Piper
IRN JXP00638
- (1428)Appointed representative dealing with clients for which they require qualification (27 May 2022 to 30 Sep 2022)
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John Jobling
IRN JXJ00047
- (248)CF1 Director (AR) (17 Aug 2017 to 9 Nov 2023)
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John Kenneth Swatton
IRN JKS00009
- (33)CF1 Director (AR) (8 Jan 2007 to 2 Jun 2009)
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John Laurie Dempster
IRN JLD00004
- (2960)CF1 Director (AR) (28 Aug 2014 to 30 Nov 2016)
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John Leslie Loydon
IRN JXL00234
- (1761)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1762)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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John Michael Poole
IRN JMP00035
- (2986)CF4 Partner (AR) (9 Jun 2009 to 6 Dec 2022)
- (2985)CF7 Sole Trader (AR) (8 Jan 2007 to 31 Jan 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Bedfordshire Mortgage Practice Ltd
FRN 582392 · Appointed 1 Jun 2012
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Horizon Financial Solutions Ltd
FRN 455117 · Appointed 26 Mar 2012
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Anchor Mortgages Ltd
FRN 409510 · Appointed 26 Jan 2012
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Smart Advice Financial Solutions Ltd
FRN 569199 · Appointed 18 Nov 2011
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Tiffen & Co Limited
FRN 414252 · Appointed 28 Oct 2011
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Farrell Heyworth Mortgages & Protection Ltd
FRN 489472 · Appointed 26 Sep 2011
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Imogen Finance LLP
FRN 564344 · Appointed 12 Sep 2011
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Integrity Wealth management Ltd
FRN 552256 · Appointed 27 May 2011
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Andrea Fabian Limited
FRN 551483 · Appointed 20 May 2011
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MAB (South West) Ltd
FRN 550035 · Appointed 6 May 2011
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: Horizon Financial Solutions
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trading name added: fitzgerald financial consultancy
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trading name added: Fitzgerald Financial Consultance
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trading name added: Fine & Country Private Finance
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trading name added: Financial Advice Bureau
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trading name added: Epsom Financial Centre
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trading name added: Dale Mortgage Brokers
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trading name added: Mortagage Advice Bureau
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trading name added: Moneybox Financial Management
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trading name added: Moneybox