Mortgage Advice Bureau (Derby) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate

For Retail (Non-Investment Insurance)
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Non-investment insurance contracts, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Rights to or interests in investments
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm can only agree to carry on the regulated activities specified in this Notice.

Senior staff personally approved by the FCA to hold their roles here.

Peter Neil Colin Lawrence
IRN PXL33267
- (197)CF1 Director (AR) (28 Feb 2020 to 6 Dec 2022)
Peter O'Donovan
IRN PXO84083
- (374)Appointed representative dealing with clients for which they require qualification (24 Apr 2024 to 27 Mar 2026)
Peter Watson
IRN PXW00349
- (171)CF1 Director (AR) (15 Feb 2023 to 23 Feb 2024)
Peter William Burnett Flockhart
IRN PXF08363
- (208)CF1 Director (AR) (15 Nov 2018 to 22 Apr 2024)
Peter William James Birch
IRN PWB00005
- (34)CF1 Director (8 Jun 2012 to 11 Nov 2014)
Philip Edward Cox
IRN PXC00601
- (1160)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1161)Appointed representative dealing with clients for which they require qualification (since 28 Mar 2024)
Philip James Last
IRN PJL01179
- (62)CF1 Director (AR) (1 Jun 2009 to 2 Jun 2010)
Philip Joseph Hare
IRN PJH00078
- (289)CF1 Director (AR) (25 Sep 2008 to 19 Mar 2009)
Philip Masey
IRN PXM00251
- (776)Appointed representative dealing with clients for which they require qualification (22 Jul 2024 to 19 Feb 2025)
Philip McGuire
IRN PXM02024
- (122)CF1 Director (AR) (since 25 Jan 2021)

Smaller firms operating under this firm's FCA authorisation.

Police Housing Fund Limited (no longer appointed)
FRN 570495 · Appointed 9 Dec 2011 · Until 7 Jul 2015
Duckworths Estate Agents Limited (no longer appointed)
FRN 568118 · Appointed 29 Nov 2011 · Until 20 Nov 2012
JKS Financial Services Limited (no longer appointed)
FRN 569524 · Appointed 23 Nov 2011 · Until 11 Jan 2013
Morcumb's Mortgage Services Limited (no longer appointed)
FRN 569440 · Appointed 22 Nov 2011 · Until 13 Nov 2023
Town & Country Property Services (Worcester) Limited (no longer appointed)
FRN 201963 · Appointed 11 Nov 2011 · Until 31 Jul 2014
Saddlers Property Services Limited (no longer appointed)
FRN 567407 · Appointed 26 Oct 2011 · Until 1 Nov 2011
Siskin Financial Services Ltd (no longer appointed)
FRN 566879 · Appointed 19 Oct 2011 · Until 15 Jun 2016
Dee Mortgages Limited (no longer appointed)
FRN 565009 · Appointed 22 Sep 2011 · Until 26 Jan 2024
Waterfords (Estate Agents) Ltd (no longer appointed)
FRN 180683 · Appointed 26 Jul 2011 · Until 5 Dec 2022
Hunters Financial Services Limited (no longer appointed)
FRN 157503 · Appointed 12 Jul 2011 · Until 7 Dec 2022

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.