Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Capital House2 Pride PlaceDerbyDE24 8QRUNITED KINGDOM- Phone
- +4401332200020
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Complaints Contact
Capital House2 Pride PlaceDerbyDE24 8QRUNITED KINGDOM- Phone
- +4401332200020
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
For Retail (Non-Investment Insurance)
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Non-investment insurance contracts, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Rights to or interests in investments
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Simon Morrall
IRN SXM02832
- (94)CF1 Director (AR) (24 May 2019 to 28 Feb 2023)
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Simon Neil Mehra
IRN SXM00917
- (678)Appointed representative dealing with clients for which they require qualification (12 Dec 2024 to 16 Jun 2025)
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Simon Restieaux
IRN SXR49823
- (423)Appointed representative dealing with clients for which they require qualification (5 Nov 2024 to 31 Mar 2025)
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Simon Robert Hendy
IRN SRH01160
- (262)[FCA CF] Manager of certification employee (21 Jul 2022 to 28 Apr 2023)
- (263)[FCA CF] Significant management (21 Jul 2022 to 28 Apr 2023)
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Siobhan Siobhan Kellett
IRN SXK00785
- (541)Appointed representative dealing with clients for which they require qualification (15 Apr 2024 to 21 Feb 2025)
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Sion Tomos Williams
IRN SXW00555
- (667)[FCA CF] Significant management (1 Jan 2024 to 19 Mar 2026)
- (666)SMF18 Other Overall Responsibility (26 May 2022 to 25 Oct 2023)
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Sonal Wheeler
IRN SXR00246
- (234)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (235)Appointed representative dealing with clients for which they require qualification (since 16 Aug 2024)
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Sonia Lorraine Shortland
IRN SLS01096
- (267)CF1 Director (AR) (11 Jan 2010 to 5 Feb 2014)
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Sonya Shaw
IRN SXS01011
- (857)Appointed representative dealing with clients for which they require qualification (15 Aug 2024 to 1 Oct 2024)
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Sophia Louise Graham
IRN SXG00905
- (454)Appointed representative dealing with clients for which they require qualification (9 Jun 2025 to 13 Oct 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Thomas Charles Limited
FRN 584013 · Appointed 29 Apr 2014
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Monica Bradley Associates Limited
FRN 621137 · Appointed 24 Apr 2014
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Bishop & Co Mortgage Services Limited
FRN 411958 · Appointed 13 Jan 2014
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Alexander James Mortgage Services Ltd
FRN 516833 · Appointed 14 Oct 2013
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Buildstore Mortgage Services Limited
FRN 607399 · Appointed 19 Sep 2013
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ELM TREE MORTGAGES LIMITED
FRN 412053 · Appointed 29 May 2013
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MCML Financial Limited
FRN 601408 · Appointed 21 May 2013
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Mortgage Seeker Limited
FRN 201336 · Appointed 15 Apr 2013
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CARA Mortgage Services Limited
FRN 463559 · Appointed 10 Apr 2013
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O'Riordan Bond Financial Services Limited
FRN 598080 · Appointed 4 Apr 2013
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: Dale Mortgage Brokers
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trading name added: Coreco
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trading name added: Capital Protect
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trading name added: Pure
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trading name added: Landlord Funding
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trading name added: Just Mortgage Solutions
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trading name added: Postcode Financial Solutions
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trading name added: Mortgage Talk
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trading name added: Mortgage Helpline
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trading name added: Moneybox Financial Management