Mortgage Advice Bureau (Derby) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate

For Retail (Non-Investment Insurance)
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm can only agree to carry on the regulated activities specified in this Notice.

Senior staff personally approved by the FCA to hold their roles here.

David Conor Lee
IRN DXL00315
- [FCA CF] Significant management (23 Jun 2022 to 8 Sep 2022)
David Constantine Donn
IRN DXD00145
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 15 Aug 2024)
- CF1 Director (AR) (since 18 Jul 2024)
David Curwen
IRN DXC02464
- CF1 Director (AR) (8 Oct 2015 to 6 Dec 2022)
David Dunn
IRN DXD00078
- CF1 Director (AR) (30 May 2017 to 10 Sep 2018)
David Fearn
IRN DXF00137
- Appointed representative dealing with clients for which they require qualification (7 Jun 2024 to 5 Dec 2024)
David George Dixson
IRN DGD01040
- CF1 Director (AR) (8 Nov 2013 to 28 Nov 2013)
David Gordon Mottershead
IRN DGM01126
- CF1 Director (AR) (11 Aug 2009 to 11 Apr 2022)
David Hugh Thomson
IRN DXT49922
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 1 Sep 2025)
David James Linton Findlay
IRN DXF00280
- Appointed representative dealing with clients for which they require qualification (17 Apr 2024 to 11 Sep 2024)
David John Rogers
IRN DJR01182
- CF1 Director (AR) (14 Apr 2009 to 31 Jan 2022)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.