Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Capital House2 Pride PlaceDerbyDE24 8QRUNITED KINGDOM- Phone
- +4401332200020
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Complaints Contact
Capital House2 Pride PlaceDerbyDE24 8QRUNITED KINGDOM- Phone
- +4401332200020
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
For Retail (Non-Investment Insurance)
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Non-investment insurance contracts, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Rights to or interests in investments
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Peter Neil Colin Lawrence
IRN PXL33267
- (197)CF1 Director (AR) (28 Feb 2020 to 6 Dec 2022)
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Peter O'Donovan
IRN PXO84083
- (374)Appointed representative dealing with clients for which they require qualification (24 Apr 2024 to 27 Mar 2026)
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Peter Watson
IRN PXW00349
- (171)CF1 Director (AR) (15 Feb 2023 to 23 Feb 2024)
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Peter William Burnett Flockhart
IRN PXF08363
- (208)CF1 Director (AR) (15 Nov 2018 to 22 Apr 2024)
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Peter William James Birch
IRN PWB00005
- (34)CF1 Director (8 Jun 2012 to 11 Nov 2014)
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Philip Edward Cox
IRN PXC00601
- (1160)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1161)Appointed representative dealing with clients for which they require qualification (since 28 Mar 2024)
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Philip James Last
IRN PJL01179
- (62)CF1 Director (AR) (1 Jun 2009 to 2 Jun 2010)
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Philip Joseph Hare
IRN PJH00078
- (289)CF1 Director (AR) (25 Sep 2008 to 19 Mar 2009)
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Philip Masey
IRN PXM00251
- (776)Appointed representative dealing with clients for which they require qualification (22 Jul 2024 to 19 Feb 2025)
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Philip McGuire
IRN PXM02024
- (122)CF1 Director (AR) (since 25 Jan 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Samuel Michael David Wood (no longer appointed)
FRN 579542 · Appointed 23 Apr 2012 · Until 7 Dec 2022
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Simple Commerical Finance Limited (no longer appointed)
FRN 524090 · Appointed 23 Mar 2012 · Until 12 Mar 2015
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Ian Tonge Property Services (no longer appointed)
FRN 159989 · Appointed 17 Feb 2012 · Until 11 Sep 2012
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The Affinity Partnership Ltd (no longer appointed)
FRN 519080 · Appointed 14 Feb 2012 · Until 19 Apr 2012
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The Chancellors Group of Estate Agents Limited (no longer appointed)
FRN 446570 · Appointed 8 Feb 2012 · Until 7 Dec 2022
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (2089)SMF14 Senior Independent Director
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controlled function added: (2088)SMF2 Chief Finance
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controlled function added: (2087)SMF3 Executive Director
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controlled function added: (2086)CF1 Director (AR)
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controlled function added: (2085)CF1 Director (AR)
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controlled function added: (2084)SMF3 Executive Director
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controlled function added: (2083)SMF24 Chief Operations
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controlled function added: (2082)CF1 Director (AR)
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controlled function added: (2081)CF1 Director (AR)
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controlled function added: (2080)CF1 Director (AR)