Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Capital House2 Pride PlaceDerbyDE24 8QRUNITED KINGDOM- Phone
- +4401332200020
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Complaints Contact
Capital House2 Pride PlaceDerbyDE24 8QRUNITED KINGDOM- Phone
- +4401332200020
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
For Retail (Non-Investment Insurance)
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Non-investment insurance contracts, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Rights to or interests in investments
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Robert Paul Jupp
IRN RPJ01022
- (860)CF1 Director (AR) (14 Aug 2014 to 21 Sep 2018)
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Robert Scott-Lee
IRN RXS08768
- (207)CF1 Director (AR) (3 Dec 2018 to 16 Jan 2024)
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Robert Setter
IRN RXS01794
- (379)Appointed representative dealing with clients for which they require qualification (9 Jan 2025 to 6 Feb 2026)
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Robert Simon Thurston
IRN RST01044
- (9)CF4 Partner (AR) (since 13 Nov 2018)
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Robert Steven Nicholls
IRN RXN00069
- (335)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (336)Appointed representative dealing with clients for which they require qualification (since 10 Mar 2025)
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Robert Stewart Mott
IRN RSM01102
- (8)CF1 Director (AR) (since 2 Jun 2020)
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Robert Victor Beercock
IRN RXB01730
- (1)CF1 Director (AR) (since 28 Apr 2010)
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Robert Walker
IRN RXW00701
- (832)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (833)Appointed representative dealing with clients for which they require qualification (since 3 Nov 2025)
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Robert Wayne Olivier Watson
IRN RWW01095
- (1798)CF4 Partner (AR) (since 14 Oct 2015)
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Robert William Hay
IRN RWH00008
- (164)CF1 Director (AR) (17 Jun 2010 to 6 Dec 2022)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Moginie James Financial Services Ltd (no longer appointed)
FRN 653675 · Appointed 18 Nov 2014 · Until 7 Dec 2022
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Robinson Michael & Jackson (Walderslade) (no longer appointed)
FRN 579813 · Appointed 23 Sep 2014 · Until 7 Dec 2022
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Julian Wadden & Company Limited (no longer appointed)
FRN 628280 · Appointed 16 Jul 2014 · Until 5 Dec 2022
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Newton Fallowell Bourne ( Sales & Lettings) Limited (no longer appointed)
FRN 616169 · Appointed 16 Jun 2014 · Until 7 Dec 2022
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Buttercross Properties LLP (no longer appointed)
FRN 604128 · Appointed 13 Jun 2014 · Until 7 Dec 2022
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (2089)SMF14 Senior Independent Director
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controlled function added: (2088)SMF2 Chief Finance
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controlled function added: (2087)SMF3 Executive Director
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controlled function added: (2086)CF1 Director (AR)
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controlled function added: (2085)CF1 Director (AR)
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controlled function added: (2084)SMF3 Executive Director
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controlled function added: (2083)SMF24 Chief Operations
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controlled function added: (2082)CF1 Director (AR)
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controlled function added: (2081)CF1 Director (AR)
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controlled function added: (2080)CF1 Director (AR)