Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Capital House2 Pride PlaceDerbyDE24 8QRUNITED KINGDOM- Phone
- +4401332200020
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Complaints Contact
Capital House2 Pride PlaceDerbyDE24 8QRUNITED KINGDOM- Phone
- +4401332200020
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
For Retail (Non-Investment Insurance)
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Non-investment insurance contracts, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Rights to or interests in investments
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Samuel James Sinclair
IRN SJS01223
- (33)CF1 Director (AR) (6 May 2015 to 25 Oct 2016)
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Samuel Joseph McDermott
IRN SXM01310
- (1319)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1320)Appointed representative dealing with clients for which they require qualification (since 11 Apr 2025)
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Samuel Louis Phillips
IRN SXP01094
- (453)Appointed representative dealing with clients for which they require qualification (5 Aug 2025 to 8 Jan 2026)
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Samuel Lucy
IRN SXL00486
- (1415)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1416)Appointed representative dealing with clients for which they require qualification (since 2 Apr 2024)
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Samuel McWilliams
IRN SXM00473
- (767)Appointed representative dealing with clients for which they require qualification (18 Apr 2024 to 19 Nov 2024)
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Samuel Meagher
IRN SXM04958
- (680)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (681)Appointed representative dealing with clients for which they require qualification (since 23 Apr 2026)
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Samuel Michael Robinson
IRN SXW00563
- (669)Appointed representative dealing with clients for which they require qualification (24 May 2024 to 12 Sep 2024)
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Samuel Mitchell
IRN SXM16979
- (203)CF1 Director (AR) (11 Jul 2019 to 6 Mar 2025)
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Samuel Reardon
IRN SXR00333
- (1635)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1636)Appointed representative dealing with clients for which they require qualification (since 10 Apr 2026)
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Samuel Wheeler
IRN SXW00297
- (1788)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1789)Appointed representative dealing with clients for which they require qualification (since 6 Oct 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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ANDERSON DIXON PROPERTIES LIMITED (no longer appointed)
FRN 776095 · Appointed 12 Apr 2017 · Until 7 Dec 2022
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Lewis Bradshaw Associates Ltd (no longer appointed)
FRN 773092 · Appointed 8 Mar 2017 · Until 20 Feb 2024
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Mesa Financial Consultants Ltd (no longer appointed)
FRN 697660 · Appointed 26 Jan 2017 · Until 11 Sep 2019
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (2089)SMF14 Senior Independent Director
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controlled function added: (2088)SMF2 Chief Finance
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controlled function added: (2087)SMF3 Executive Director
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controlled function added: (2086)CF1 Director (AR)
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controlled function added: (2085)CF1 Director (AR)
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controlled function added: (2084)SMF3 Executive Director
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controlled function added: (2083)SMF24 Chief Operations
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controlled function added: (2082)CF1 Director (AR)
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controlled function added: (2081)CF1 Director (AR)
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controlled function added: (2080)CF1 Director (AR)