Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Capital House2 Pride PlaceDerbyDE24 8QRUNITED KINGDOM- Phone
- +4401332200020
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Complaints Contact
Capital House2 Pride PlaceDerbyDE24 8QRUNITED KINGDOM- Phone
- +4401332200020
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
For Retail (Non-Investment Insurance)
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Non-investment insurance contracts, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Rights to or interests in investments
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Steven Jarosz
IRN SXJ00146
- (1734)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1735)Appointed representative dealing with clients for which they require qualification (since 28 Nov 2024)
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Steven John Shotts
IRN SJS01335
- (1943)CF1 Director (AR) (since 24 Jun 2010)
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Steven Lamb-Troy
IRN SXL00876
- (440)Appointed representative dealing with clients for which they require qualification (1 Sep 2025 to 9 Jan 2026)
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Steven Leslie Thorn
IRN SXT01450
- (849)CF1 Director (AR) (21 Oct 2010 to 19 Jun 2012)
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Steven Lightley
IRN SXL00773
- (1066)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1067)Appointed representative dealing with clients for which they require qualification (since 1 Oct 2024)
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Steven Michael Ian Wand
IRN SMW01206
- (172)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (173)Appointed representative dealing with clients for which they require qualification (since 26 Sep 2025)
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Steven Terence Sivell
IRN STS01047
- (2016)CF1 Director (AR) (since 1 Dec 2011)
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Stewart Alfred Rand
IRN SXR33522
- (196)CF1 Director (AR) (6 Mar 2020 to 6 Dec 2022)
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Stewart Dixon
IRN SXD58966
- (544)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (545)Appointed representative dealing with clients for which they require qualification (since 10 Feb 2026)
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Stewart Douglas
IRN SXD00279
- (1668)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1669)Appointed representative dealing with clients for which they require qualification (since 17 Apr 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Thomas Charles Limited
FRN 584013 · Appointed 29 Apr 2014
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Monica Bradley Associates Limited
FRN 621137 · Appointed 24 Apr 2014
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Bishop & Co Mortgage Services Limited
FRN 411958 · Appointed 13 Jan 2014
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Alexander James Mortgage Services Ltd
FRN 516833 · Appointed 14 Oct 2013
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Buildstore Mortgage Services Limited
FRN 607399 · Appointed 19 Sep 2013
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ELM TREE MORTGAGES LIMITED
FRN 412053 · Appointed 29 May 2013
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MCML Financial Limited
FRN 601408 · Appointed 21 May 2013
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Mortgage Seeker Limited
FRN 201336 · Appointed 15 Apr 2013
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CARA Mortgage Services Limited
FRN 463559 · Appointed 10 Apr 2013
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O'Riordan Bond Financial Services Limited
FRN 598080 · Appointed 4 Apr 2013
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (2089)SMF14 Senior Independent Director
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controlled function added: (2088)SMF2 Chief Finance
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controlled function added: (2087)SMF3 Executive Director
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controlled function added: (2086)CF1 Director (AR)
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controlled function added: (2085)CF1 Director (AR)
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controlled function added: (2084)SMF3 Executive Director
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controlled function added: (2083)SMF24 Chief Operations
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controlled function added: (2082)CF1 Director (AR)
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controlled function added: (2081)CF1 Director (AR)
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controlled function added: (2080)CF1 Director (AR)