Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Capital House2 Pride PlaceDerbyDE24 8QRUNITED KINGDOM- Phone
- +4401332200020
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Complaints Contact
Capital House2 Pride PlaceDerbyDE24 8QRUNITED KINGDOM- Phone
- +4401332200020
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
For Retail (Non-Investment Insurance)
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Non-investment insurance contracts, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Rights to or interests in investments
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Richard Charles Powell
IRN RCP01063
- (119)CF1 Director (AR) (11 Aug 2009 to 19 Jan 2023)
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Richard Clegg
IRN RXC00762
- (1106)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1107)Appointed representative dealing with clients for which they require qualification (since 3 Nov 2025)
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Richard Cleves
IRN RXC00200
- (386)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (387)Appointed representative dealing with clients for which they require qualification (since 1 Sep 2025)
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Richard David Rapley
IRN RXR00119
- (1939)CF1 Director (AR) (since 20 Mar 2026)
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Richard DeGroot
IRN RXD00596
- (796)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (797)Appointed representative dealing with clients for which they require qualification (since 2 Dec 2025)
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Richard Driscoll
IRN RXD00531
- (494)Appointed representative dealing with clients for which they require qualification (8 Nov 2024 to 9 Dec 2024)
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Richard James Finney
IRN RXF00104
- (1702)21. Advising or arranging (bringing about) equity release transactions
- (1703)Appointed representative dealing with clients for which they require qualification (since 2 May 2024)
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Richard James Phillips
IRN RXP00669
- (487)Appointed representative dealing with clients for which they require qualification (9 Dec 2024 to 31 May 2025)
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Richard John Balaes
IRN RXB01377
- (38)CF1 Director (AR) (since 24 Oct 2023)
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Richard John Campo
IRN RJC01378
- (344)Appointed representative dealing with clients for which they require qualification (23 Apr 2024 to 11 Jun 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Moginie James Financial Services Ltd (no longer appointed)
FRN 653675 · Appointed 18 Nov 2014 · Until 7 Dec 2022
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Robinson Michael & Jackson (Walderslade) (no longer appointed)
FRN 579813 · Appointed 23 Sep 2014 · Until 7 Dec 2022
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Julian Wadden & Company Limited (no longer appointed)
FRN 628280 · Appointed 16 Jul 2014 · Until 5 Dec 2022
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Newton Fallowell Bourne ( Sales & Lettings) Limited (no longer appointed)
FRN 616169 · Appointed 16 Jun 2014 · Until 7 Dec 2022
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Buttercross Properties LLP (no longer appointed)
FRN 604128 · Appointed 13 Jun 2014 · Until 7 Dec 2022
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: Moneybox
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trading name added: MD Private Clients
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trading name added: MAB Protection Advice
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trading name added: MAB Network
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trading name added: Ted Jasina & Co Mortgage Services
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permission removed: CBTL Effective Date
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permission removed: CBTL Status
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controlled function added: (2092)SMF3 Executive Director
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controlled function added: (2091)SMF4 Chief Risk
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controlled function added: (2090)SMF12 Chair of the Remuneration Committee