MORRIS JONES AND ASSOCIATES LTD

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Show 1 limitation Hide limitations
- · The firm is limited to credit broking as a supplier of goods or services (other than a domestic premises supplier) carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer (who need not be the borrower under the credit agreement or the hirer under the consumer hire agreement) and, unless the firm is a not-for profit body, under which the obligation of the borrower to repay is not secured, and is not to be secured, by a legal mortgage on land.
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Ali Rafaqat
IRN RXR01388
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (12 Aug 2014 to 8 Dec 2019)
- CF28 Systems and controls (12 Aug 2014 to 8 Dec 2019)
- Responsible for Insurance Mediation (12 Aug 2014 to 30 Sep 2018)
Saqeeb Ali
IRN SXA01763
- SMF3 Executive Director (9 Dec 2019 to 16 Dec 2025)
- Responsible for Insurance Distribution (1 Oct 2018 to 16 Dec 2025)
- CF1 Director (12 Mar 2009 to 8 Dec 2019)
- CF8 Apportionment and Oversight (12 Mar 2009 to 31 Mar 2009)
- Responsible for Insurance Mediation (12 Mar 2009 to 30 Sep 2018)
Shabaz Shahid Akber
IRN SSA01025
- Responsible for Insurance Mediation (25 Jul 2008 to 10 Mar 2009)
- CF8 Apportionment and Oversight (25 Jul 2008 to 10 Mar 2009)
- CF1 Director (25 Jul 2008 to 10 Mar 2009)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.