Morningstar Investment Management Europe Limited

• Principal Place of Business

  1 Oliver's Yard

  55-71 City Road

  London

  EC1Y 1HQ

  UNITED KINGDOM

  Phone

  +4402031070000

  Web

  https://www.morningstar.com/en-gb/products/morningstar-managed-portfolios

• Complaints Contact

  1 Oliver's Yard

  55-71 City Road

  London

  EC1Y 1HQ

  UNITED KINGDOM

  Phone

  +4402031941068

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joseph Thomas Jr Grause

  IRN JTG01029

  • CF30 Customer (1 Nov 2007 to 28 Feb 2010)
  • CF10 Compliance Oversight (14 Sep 2006 to 28 Feb 2010)
  • CF3 Chief Executive (14 Sep 2006 to 28 Feb 2010)
  • CF27 Investment Management (14 Sep 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (14 Sep 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (14 Sep 2006 to 28 Feb 2010)
  • CF1 Director (14 Sep 2006 to 28 Feb 2010)
• Joseph Thomas Shaw

  IRN JXS00617

  • [FCA CF] Client dealing (9 Dec 2019 to 8 Mar 2022)
• Katia Radermacher

  IRN KXR01405

  • CF30 Customer (17 Feb 2014 to 24 Jul 2015)
• Kevin Patrick Dobbs

  IRN KXD00154

  • SMF3 Executive Director (since 18 Dec 2023)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2025)
• Kim van Tonder

  IRN KXV01073

  • CF11 Money Laundering Reporting (27 Jan 2017 to 23 Nov 2018)
  • CF10 Compliance Oversight (27 Jan 2017 to 23 Nov 2018)
• Leslie-Anne Alba

  IRN LXA01503

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Jul 2022)
  • CF30 Customer (16 Aug 2018 to 8 Dec 2019)
• Lisa Ann Derner

  IRN LAD01081

  • CF11 Money Laundering Reporting (9 Nov 2012 to 1 Aug 2014)
  • CF10 Compliance Oversight (9 Nov 2012 to 1 Aug 2014)
• Mark David Preskett

  IRN MXP00359

  • [FCA CF] Manager of certification employee (since 1 Apr 2025)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Mark David Preskett

  IRN MDP01127

  • CF30 Customer (16 Jan 2012 to 8 Dec 2019)
• Mark Edward Lanyon

  IRN MEL01057

  • CF30 Customer (1 Nov 2007 to 10 Mar 2008)
  • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)

• Old Broad Street Research Limited (no longer appointed)

  FRN 447086 · Appointed 16 Nov 2011 · Until 5 Feb 2014

No changes recorded yet.