Morgan Stanley Bank International Limited

Date authorised
1 April 2013
Companies House
03722571
Last scraped
1 day ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Cabot Square
    London
    E14 4QA
    UNITED KINGDOM
    Phone
    +4402074258000
    Web
    https://www.morganstanley.com

  • Complaints Contact

    25 Cabot Square
    London
    E14 4QA
    UNITED KINGDOM
    Phone
    +4402074258000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Eligible Counterparty, Retail (Investment), Professional

  • Investment Advice (no pensions)

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trade Settlement Routing

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

  • Stockbroking

    For Retail (Investment), Professional, Eligible Counterparty, Commercial, Emissions Allowance, Binary Bet, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Electronic Trade Settlement

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Hogarth Chandler

    IRN JHC01113

    • (75)CF30 Customer (21 Jan 2008 to 17 Feb 2009)
  • James Leach

    IRN JXL00754

    • (1498)[FCA CF] Client dealing (since 22 Jan 2024)
  • James Matthew Alexander Spencer-Lavan

    IRN JML01181

    • (647)[FCA CF] Client dealing (since 25 Aug 2023)
    • (648)[FCA CF] Manager of certification employee (since 12 Apr 2022)
    • (856)[FCA CF] Material risk taker (12 Apr 2022 to 6 Mar 2026)
    • (855)[FCA CF] Client dealing (7 Sep 2016 to 14 Nov 2019)
    • (857)[FCA CF] Manager of certification employee (7 Sep 2016 to 14 Nov 2019)
  • James Michael Henderson

    IRN JMH01415

    • (2821)[FCA CF] Manager of certification employee (30 Nov 2023 to 2 May 2024)
    • (2820)[FCA CF] Client dealing (6 Nov 2018 to 8 Oct 2021)
  • James Michael Madden

    IRN JMM01412

    • (197)[FCA CF] Manager of certification employee (since 6 Jul 2021)
    • (196)[FCA CF] Client dealing (since 6 Jul 2021)
  • James Michael Taylor

    IRN JMT01199

    • (165)[FCA CF] Manager of certification employee (since 15 Jul 2025)
    • (164)[FCA CF] Client dealing (since 15 Jul 2025)
  • James Michael Thomson

    IRN JMT01209

    • (2842)[FCA CF] Manager of certification employee (12 Jan 2017 to 29 Dec 2021)
    • (2841)[FCA CF] Client dealing (7 Sep 2016 to 29 Dec 2021)
  • James Nahor Meenan

    IRN JXM00926

    • (2021)[FCA CF] Client dealing (3 Aug 2020 to 21 Mar 2022)
    • (2023)[FCA CF] Manager of certification employee (3 Aug 2020 to 21 Mar 2022)
    • (2022)[FCA CF] Material risk taker (3 Aug 2020 to 21 Mar 2022)
  • James Newbury

    IRN JPN30104

    • (20)[FCA CF] Manager of certification employee (since 22 Sep 2022)
    • (19)[FCA CF] Client dealing (since 22 Sep 2022)
  • James Nowak

    IRN JEN01033

    • (716)[FCA CF] Manager of certification employee (since 18 Mar 2024)
    • (715)[FCA CF] Client dealing (since 18 Mar 2024)
    • (1006)[FCA CF] Material risk taker (18 Mar 2024 to 6 Mar 2026)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (2534)[FCA CF] Significant management

  2. controlled function added: (2533)[FCA CF] Manager of certification employee

  3. controlled function added: (2532)[FCA CF] Material risk taker

  4. controlled function added: (2531)[FCA CF] Client dealing

  5. controlled function added: (2530)SMF3 Executive Director

  6. controlled function added: (2529)[FCA CF] Manager of certification employee

  7. controlled function added: (2528)[FCA CF] Material risk taker

  8. controlled function added: (2527)SMF24 Chief Operations

  9. controlled function added: (2526)[FCA CF] Manager of certification employee

  10. controlled function added: (2525)[FCA CF] Material risk taker

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