Morgan Stanley Bank International Limited

Date authorised
1 April 2013
Companies House
03722571
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Cabot Square
    London
    E14 4QA
    UNITED KINGDOM
    Phone
    +4402074258000
    Web
    https://www.morganstanley.com

  • Complaints Contact

    25 Cabot Square
    London
    E14 4QA
    UNITED KINGDOM
    Phone
    +4402074258000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Eligible Counterparty, Retail (Investment), Professional

  • Investment Advice (no pensions)

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trade Settlement Routing

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

  • Stockbroking

    For Retail (Investment), Professional, Eligible Counterparty, Commercial, Emissions Allowance, Binary Bet, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Electronic Trade Settlement

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jayoung Lee

    IRN JXL00538

    • (1782)[FCA CF] Client dealing (since 13 Jun 2022)
    • (1783)[FCA CF] Manager of certification employee (since 13 Jun 2022)
  • Jayshrie Haigh

    IRN JXS03961

    • (1467)[FCA CF] Manager of certification employee (since 7 Mar 2026)
    • (1466)[FCA CF] Client dealing (since 7 May 2024)
  • Jean Abergel

    IRN JMA01128

    • (813)[FCA CF] Significant management (since 8 Aug 2022)
    • (812)[FCA CF] Manager of certification employee (since 7 Sep 2016)
    • (810)[FCA CF] Client dealing (since 7 Sep 2016)
    • (811)[FCA CF] Material risk taker (since 7 Mar 2016)
  • Jean Luc Dorcier

    IRN JXD88785

    • (211)[FCA CF] Client dealing (14 Sep 2016 to 30 Aug 2019)
  • Jean Saade

    IRN JXS02299

    • (1521)[FCA CF] Client dealing (since 2 Nov 2023)
    • (1522)[FCA CF] Manager of certification employee (since 2 Nov 2023)
    • (1682)[FCA CF] Material risk taker (1 Aug 2024 to 6 Mar 2026)
  • Jean Vianney Cordeiro

    IRN JXC88925

    • (3795)[FCA CF] Client dealing (28 Oct 2019 to 23 Mar 2021)
  • Jean-Baptiste Louis Marie Lalau Keraly

    IRN JLL01053

    • (542)[FCA CF] Significant management (since 11 Jun 2024)
    • (540)[FCA CF] Client dealing (since 7 Sep 2016)
    • (541)[FCA CF] Manager of certification employee (since 7 Sep 2016)
  • Jean-Baptiste Michel Charlet

    IRN JMC01161

    • (1499)[FCA CF] Manager of certification employee (7 Sep 2016 to 20 Oct 2022)
    • (1497)[FCA CF] Client dealing (7 Sep 2016 to 20 Oct 2022)
    • (1498)[FCA CF] Material risk taker (7 Mar 2016 to 20 Oct 2022)
  • Jeanina Andreea Axinte

    IRN JXA89444

    • (2131)[FCA CF] Manager of certification employee (since 10 Sep 2024)
    • (2130)[FCA CF] Client dealing (since 2 Oct 2018)
  • Jeanne Enriquez

    IRN JXE00243

    • (1896)[FCA CF] Client dealing (21 Sep 2022 to 12 Jun 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (2424)[FCA CF] Manager of certification employee

  2. controlled function added: (2423)[FCA CF] Client dealing

  3. controlled function added: (2422)[FCA CF] Manager of certification employee

  4. controlled function added: (2421)[FCA CF] Client dealing

  5. controlled function added: (2420)[FCA CF] Manager of certification employee

  6. controlled function added: (2419)[FCA CF] Client dealing

  7. controlled function added: (2418)[FCA CF] Manager of certification employee

  8. controlled function added: (2417)[FCA CF] Client dealing

  9. controlled function added: (2416)[FCA CF] Manager of certification employee

  10. controlled function added: (2415)[FCA CF] Client dealing

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