Date authorised
25 October 2018
Companies House
07613132
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9
    Davy Court
    Castle Mound Way
    Rugby
    Warwickshire
    CV23 0UZ
    UNITED KINGDOM
    Phone
    +448000285540
  • Complaints Contact

    9
    Davy Court
    Castle Mound Way
    Rugby
    Warwickshire
    CV23 0UZ
    UNITED KINGDOM
    Phone
    +4408000285540

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Shaw

    IRN AXS00011

    • [FCA CF] Significant management (9 Dec 2019 to 9 Dec 2020)
  • Leanne Dawn Moreton

    IRN LDM01050

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 25 Oct 2018)
    • CF1 Director (25 Oct 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.