MONZO BANK LIMITED

• Principal Place of Business

  Broadwalk House

  5 Appold Street

  London

  EC2A 2AG

  UNITED KINGDOM

  Phone

  +448000884040

  Web

  https://monzo.com

• Complaints Contact

  Broadwalk House

  5 Appold Street

  London

  EC2A 2AG

  UNITED KINGDOM

  Phone

  +448000884040

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Investment Advice (no pensions)

  For Retail (Investment), Government and public security, Rights to or interests in investments (Security), Share, Unit

• Authorised to Operate

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Government and public security, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

• Trades With You Directly

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Loans

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

• Credit Score Services

• Mohd Rafie Mohamad

  IRN MRM01144

  • [FCA CF] Material risk taker (since 18 Sep 2024)
• Natasha Vernier

  IRN NXV00004

  • [FCA CF] Material risk taker (18 Jan 2018 to 24 Apr 2020)
• Neha Reiss

  IRN NXR01095

  • [FCA CF] Manager of certification employee (1 May 2025 to 30 Jan 2026)
  • [FCA CF] Material risk taker (1 Dec 2022 to 30 Jan 2026)
• Nicholas Robert Masterson-Jones

  IRN NRM01082

  • SMF6 Head of Key Business Areas (10 Aug 2016 to 7 Jul 2017)
• Nina Elizabeth White

  IRN NXW78161

  • [FCA CF] Material risk taker (20 Jan 2020 to 13 Nov 2020)
• Patrick Anthony Masserano

  IRN PAM01259

  • SMF6 Head of Key Business Areas (10 Aug 2016 to 3 Oct 2017)
• Paul John Rippon

  IRN PJR01188

  • SMF6 Head of Key Business Areas (10 Aug 2016 to 22 Nov 2019)
• Paul McCullagh

  IRN PXM00697

  • [FCA CF] Material risk taker (since 21 Jun 2024)
• Phil Ross

  IRN PXR35097

  • [FCA CF] Material risk taker (since 19 Feb 2024)
• Phillip John Riese

  IRN JXP00212

  • Director of firm who is not a certification employee or a SMF manager (1 Jul 2019 to 30 Jun 2022)

No changes recorded yet.