MONZO BANK LIMITED

• Principal Place of Business

  Broadwalk House

  5 Appold Street

  London

  EC2A 2AG

  UNITED KINGDOM

  Phone

  +448000884040

  Web

  https://monzo.com

• Complaints Contact

  Broadwalk House

  5 Appold Street

  London

  EC2A 2AG

  UNITED KINGDOM

  Phone

  +448000884040

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Investment Advice (no pensions)

  For Retail (Investment), Government and public security, Rights to or interests in investments (Security), Share, Unit

• Authorised to Operate

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Government and public security, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

• Trades With You Directly

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Loans

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

• Credit Score Services

• Gary Andrew Hoffman

  IRN GAH01084

  • SMF9 Chair of the Governing Body (since 24 Apr 2019)
• Gary Kevin Dolman

  IRN GKD01004

  • SMF2 Chief Finance (10 Aug 2016 to 12 Nov 2018)
  • CF28 Systems and controls (10 Aug 2016 to 12 Aug 2016)
  • CF1 Director (10 Aug 2016 to 12 Aug 2016)
• Gary Regan

  IRN GXR73558

  • [FCA CF] Material risk taker (since 10 Nov 2025)
• Graham Robinson

  IRN GXR00032

  • [FCA CF] Material risk taker (20 May 2019 to 23 Jun 2021)
• Grant Doulton

  IRN GXD01809

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Oct 2020)
• Grant Martin

  IRN GXM00363

  • SMF5 Head of Internal Audit (4 Mar 2022 to 30 Apr 2025)
• Guy Davis

  IRN GXD00328

  • [FCA CF] Material risk taker (19 Jun 2023 to 30 Apr 2025)
• Iain Gordon Laing

  IRN IXL01129

  • SMF4 Chief Risk (since 1 Apr 2021)
  • SMF16 Compliance Oversight (1 Apr 2021 to 22 Jan 2026)
• Ian Douglas Wilson

  IRN IDW01038

  • SMF17 Money Laundering Reporting Officer (MLRO) (28 Oct 2016 to 7 Sep 2017)
  • SMF16 Compliance Oversight (28 Oct 2016 to 7 Sep 2017)
  • SMF4 Chief Risk (28 Oct 2016 to 7 Sep 2017)
• Jambu Palaniappan

  IRN JXP00259

  • Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2025)

No changes recorded yet.