Monument Bank Limited

• Principal Place of Business

  33 Cavendish Square

  London

  W1G 0PW

  UNITED KINGDOM

  Phone

  +4402045248080

  Web

  https://www.monument.co

• Complaints Contact

  33 Cavendish Square

  London

  W1G 0PW

  UNITED KINGDOM

  Phone

  +4402045248080

• Bank Deposits

  For All, Deposit

• Authorised to Operate

• Trades With You Directly

  For Eligible Counterparty, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Niall Scott Kilgour Booker

  IRN NSB01060

  • SMF9 Chair of the Governing Body (6 Oct 2020 to 25 Jul 2023)
• Nihar Mehta

  IRN NXM79741

  • [PRA CF] Significant risk taker or Material risk taker (10 May 2021 to 31 Oct 2022)
  • [FCA CF] Material risk taker (10 May 2021 to 31 Oct 2022)
  • SMF4 Chief Risk (6 Oct 2020 to 10 May 2021)
• Sanjay Vig

  IRN SXV00202

  • Director of firm who is not a certification employee or a SMF manager (since 3 May 2024)
• Scotia McLean

  IRN SXM00732

  • [FCA CF] Material risk taker (4 May 2021 to 15 Sep 2023)
  • [PRA CF] Significant risk taker or Material risk taker (4 May 2021 to 15 Sep 2023)
• Shaun Bohannon

  IRN SXB03961

  • [PRA CF] Significant risk taker or Material risk taker (since 17 Jan 2025)
  • [FCA CF] Material risk taker (since 17 Jan 2025)
• Simon Coles

  IRN SXC03083

  • [PRA CF] Significant risk taker or Material risk taker (since 5 Jul 2021)
  • [FCA CF] Material risk taker (since 5 Jul 2021)
• Stephen James Britain

  IRN SJB01392

  • [PRA CF] Significant risk taker or Material risk taker (24 Oct 2023 to 6 Dec 2024)
  • SMF24 Chief Operations (6 Oct 2020 to 19 Oct 2023)
• Stephen Michael Friedlos

  IRN SMF01039

  • Director of firm who is not a certification employee or a SMF manager (4 Nov 2025 to 31 Dec 2025)
  • SMF12 Chair of the Remuneration Committee (30 Aug 2023 to 3 Nov 2025)
• Sudip Dasgupta

  IRN SXD00315

  • [FCA CF] Material risk taker (5 May 2021 to 20 Feb 2025)
  • [PRA CF] Significant risk taker or Material risk taker (5 May 2021 to 20 Feb 2025)
• Uasim Khuri

  IRN UXK00008

  • SMF18 Other Overall Responsibility (since 13 Sep 2023)
  • [PRA CF] Significant risk taker or Material risk taker (31 Mar 2021 to 13 Sep 2023)
  • [FCA CF] Material risk taker (31 Mar 2021 to 13 Sep 2023)

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