Montgomery Kent Insurance Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Non-investment insurance contracts
Insurance Admin

For Commercial, Non-investment insurance contracts
Stockbroking

For Commercial, Non-investment insurance contracts
Investment Setup

For Commercial, Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

A.S. Carvajales
IRN ASC01085
- SMF3 Executive Director (9 Dec 2019 to 4 Aug 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 4 Aug 2021)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Anthony John Smith
IRN AJS01501
- CF2 Non Executive Director (14 Jan 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
Antonio Sanchez Carvajales
IRN ASC01086
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF13 Finance (1 Jul 2005 to 31 Oct 2007)
- CF8 Apportionment and Oversight (1 Jul 2005 to 31 Mar 2009)
Euan McNicoll
IRN EXM00266
- Responsible for Insurance Distribution (since 12 Sep 2022)
- SMF3 Executive Director (since 8 Aug 2022)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.