Montagu Private Equity LLP

• Principal Place of Business

  2 More London Riverside

  London

  SE1 2AP

  UNITED KINGDOM

  Phone

  +442073369959

  Web

  https://www.montagu.com

• Complaints Contact

  2 More London Riverside

  London

  SE1 2AP

  UNITED KINGDOM

  Phone

  +442073369959

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sophie Elise Hoas

  IRN SEH01087

  • [FCA CF] Material risk taker (since 19 Dec 2025)
  • [FCA CF] Manager of certification employee (since 22 Jul 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 Apr 2013 to 8 Dec 2019)
• Stephen Harris

  IRN SXH00466

  • [FCA CF] Significant management (since 7 Apr 2021)
• Susan Mary Haworth

  IRN SMH01072

  • CF11 Money Laundering Reporting (2 Apr 2007 to 30 Jun 2007)
  • CF10 Compliance Oversight (2 Apr 2007 to 30 Jun 2007)
• Sylvain Berger-Duquene

  IRN SXB01306

  • CF30 Customer (1 Nov 2007 to 1 May 2019)
  • CF27 Investment Management (2 Apr 2007 to 31 Oct 2007)
  • CF4 Partner (2 Apr 2007 to 3 May 2013)
• Thomas Eric Chaloner

  IRN TEC01015

  • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
  • CF27 Investment Management (2 Apr 2007 to 31 Oct 2007)
  • CF4 Partner (2 Apr 2007 to 30 Jun 2009)
• Thomas Lloyd-Evans

  IRN TXL01239

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Aug 2023)
  • CF30 Customer (1 Sep 2010 to 8 Dec 2019)
• Timothy Cochrane

  IRN TXC00270

  • SMF27 Partner (since 18 Jul 2022)
• Vincent Gerald O'Brien

  IRN VGO01003

  • CF30 Customer (1 Nov 2007 to 22 Dec 2016)
  • CF27 Investment Management (2 Apr 2007 to 31 Oct 2007)
  • CF4 Partner (2 Apr 2007 to 22 Dec 2016)
• Wiet Austin Stokhuyzen

  IRN WXS01072

  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (2 Apr 2007 to 31 Oct 2007)
  • CF4 Partner (2 Apr 2007 to 8 Dec 2019)
• Xavier Axel Rehman-Fawcett

  IRN XXR17639

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Apr 2020)
  • CF30 Customer (26 Jul 2019 to 8 Dec 2019)

No changes recorded yet.