Monmouthshire Building Society

Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    John Frost Square
    Newport
    Gwent
    NP20 1PX
    UNITED KINGDOM
    Phone
    +441633844444
    Web
    https://www.monbs.com

  • Complaints Contact

    John Frost Square
    Newport
    Gwent
    NP20 1PX
    UNITED KINGDOM
    Phone
    +441633844444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • William James Carroll

    IRN WJC01074

    • SMF1 Chief Executive (since 20 Oct 2017)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Nov 2018)
    • Responsible for Insurance Mediation (20 Oct 2017 to 30 Sep 2018)
    • SMF2 Chief Finance (7 Mar 2016 to 20 Oct 2017)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 20 Oct 2017)
    • CF28 Systems and controls (1 Dec 2014 to 6 Mar 2016)
    • CF1 Director (30 Apr 2009 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (1 Nov 2007 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.