MONMOUTH CAPITAL LTD

Date authorised
18 November 2015
Companies House
09704038
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    c/o The Office Group
    91 Wimpole Street
    London
    W1G 0EF
    UNITED KINGDOM
    Phone
    +447841887735
    Web
    https://monmouthcapital.co.uk

  • Complaints Contact

    c/o The Office Group
    91 Wimpole Street
    London
    W1G 0EF
    UNITED KINGDOM
    Phone
    +447841887735

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Retail (Investment)

  • Investment Advice (no pensions)

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Can Kubilay Esenbel

    IRN CKE00003

    • SMF3 Executive Director (9 Dec 2019 to 9 May 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 May 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 9 May 2025)
    • CF30 Customer (18 Nov 2015 to 8 Dec 2019)
    • CF1 Director (18 Nov 2015 to 8 Dec 2019)
  • Faisal Sheikh

    IRN FXS01252

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (18 Nov 2015 to 8 Dec 2019)
    • CF1 Director (18 Nov 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Nov 2015 to 8 Dec 2019)
    • CF3 Chief Executive (18 Nov 2015 to 8 Dec 2019)
    • CF30 Customer (18 Nov 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (18 Nov 2015 to 30 Sep 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.