Date authorised
1 April 2013
Companies House
06706021
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 4c, Market House
    19-21 Market Place
    Wokingham
    Berks
    RG40 1AP
    UNITED KINGDOM
    Phone
    +4401183215950
  • Complaints Contact

    4c, Market House
    19-21 Market Place
    Wokingham
    Berks
    RG40 1AP
    UNITED KINGDOM
    Phone
    +4408005200699

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Diane Wendy Bower

    IRN DWB01129

    • SMF3 Executive Director (9 Dec 2019 to 10 Dec 2025)
    • CF1 Director (28 Jul 2009 to 8 Dec 2019)
  • Hannah Bower

    IRN HXB00079

    • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2025)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Oct 2025)
  • Mark Jeremy Bower

    IRN MJB01665

    • SMF16 Compliance Oversight (24 Mar 2020 to 5 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Mar 2020 to 5 Jan 2026)
    • SMF3 Executive Director (9 Dec 2019 to 5 Jan 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 5 Jan 2026)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 5 Jan 2026)
    • CF1 Director (28 Jul 2009 to 8 Dec 2019)
    • Responsible for Insurance Mediation (28 Jul 2009 to 30 Sep 2018)
  • Nicholas Edward Brunton

    IRN NXB00624

    • Responsibility for MCD Intermediation (since 1 Jan 2026)
    • SMF3 Executive Director (since 1 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jan 2026)
    • SMF16 Compliance Oversight (since 1 Jan 2026)
    • Responsible for Insurance Distribution (since 1 Jan 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.