Date authorised
1 April 2013
Companies House
SC278548
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4/1 King James VI Business Centre
    Friarton Road
    Perth
    Perth & Kinross
    PH2 8DY
    UNITED KINGDOM
    Phone
    +447769188062
  • Complaints Contact

    4/1 King James VI Business Centre
    Friarton Road
    Perth
    Perth & Kinross
    PH2 8DY
    UNITED KINGDOM
    Phone
    +443304450059

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    For Commercial, Retail (Non-Investment Insurance)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart McDonald

    IRN SXM02445

    • CF1 Director (AR) (22 Sep 2009 to 26 Mar 2012)
  • Tariq Shahzad Khan

    IRN TSK01011

    • CF1 Director (AR) (17 May 2010 to 26 Mar 2012)
  • Terence Thomson

    IRN TXT01266

    • CF1 Director (AR) (16 Oct 2009 to 24 Oct 2011)
  • Timothy O'Sullivan

    IRN TXO01150

    • CF1 Director (AR) (12 Nov 2009 to 15 Mar 2012)
  • Timothy Robert Entwistle

    IRN TXE01109

    • CF1 Director (AR) (19 Feb 2010 to 24 Oct 2011)
  • Tom Lancaster

    IRN TXL01231

    • CF1 Director (AR) (22 Mar 2010 to 24 Oct 2011)
  • Tony Roberts

    IRN TXR01259

    • CF1 Director (AR) (19 Feb 2010 to 24 Oct 2011)
  • Warwick Bradley Smith

    IRN WBS01014

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (30 Jan 2017 to 4 Dec 2025)
    • CF8 Apportionment and Oversight (3 Mar 2009 to 31 Mar 2009)
    • Responsible for Insurance Mediation (3 Mar 2009 to 30 Sep 2018)
    • CF1 Director (3 Mar 2009 to 8 Dec 2019)
  • Wayne Coulson

    IRN WXC01177

    • CF1 Director (AR) (20 Nov 2009 to 26 Mar 2012)
  • William Graham Walker

    IRN WGW01011

    • CF1 Director (AR) (10 Dec 2015 to 23 Feb 2016)
    • CF4 Partner (AR) (5 Oct 2010 to 8 Dec 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.