Moelis & Company UK LLP

• Principal Place of Business

  Moelis

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402076343500

  Web

  https://www.moelis.com

• Complaints Contact

  Moelis

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402076343500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rohan Choudhary

  IRN RXC01902

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (21 Mar 2012 to 8 Dec 2019)
• Rory Frederick Horswell

  IRN RFH01067

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2023)
  • CF30 Customer (1 Dec 2017 to 8 Dec 2019)
• Ruaridh Lewis Duff

  IRN RXD00386

  • [FCA CF] Client dealing (8 Mar 2023 to 2 Aug 2024)
• Ryan Gumbrell

  IRN RXG72002

  • [FCA CF] Client dealing (since 20 Jul 2023)
• Ryley Henderson

  IRN RXH00479

  • [FCA CF] Client dealing (since 4 Mar 2025)
• Samarth Rungta

  IRN SXR00173

  • [FCA CF] Client dealing (24 Sep 2021 to 26 Apr 2024)
• Samuel Hackney

  IRN SXH00398

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Aug 2022)
• Sean Michael Scoggins

  IRN SMS01206

  • CF30 Customer (8 Oct 2010 to 29 Dec 2017)
• Sebastian Bihari

  IRN SXB02174

  • CF30 Customer (12 Jan 2012 to 6 Jul 2016)
• Sergey Plint

  IRN SXP00270

  • [FCA CF] Client dealing (since 8 Mar 2023)

No changes recorded yet.