Moelis & Company UK LLP

• Principal Place of Business

  Moelis

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402076343500

  Web

  https://www.moelis.com

• Complaints Contact

  Moelis

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402076343500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nabeel Nawaz Vilcassim

  IRN NNV00003

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Sep 2021)
  • CF30 Customer (9 Nov 2010 to 8 Dec 2019)
• Naoki Ueno

  IRN NXU01043

  • CF30 Customer (23 May 2013 to 3 Mar 2017)
• Nathan Rastogi

  IRN NXR00300

  • [FCA CF] Client dealing (7 Feb 2024 to 25 Oct 2024)
• Nawfal Soual

  IRN NXS47010

  • [FCA CF] Client dealing (19 Oct 2023 to 12 Jun 2025)
• Neel Malviya

  IRN NXM01601

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jul 2024)
  • CF4 Partner (6 Jan 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (4 Aug 2011 to 8 Dec 2019)
  • CF10 Compliance Oversight (4 Aug 2011 to 8 Dec 2019)
• Nicholas Rupert Berry Oddie

  IRN NXO11965

  • [FCA CF] Client dealing (19 Apr 2022 to 14 Jun 2023)
• Niklas Hollmann

  IRN NIH01020

  • CF30 Customer (9 Dec 2017 to 5 Oct 2018)
• Noam Enk

  IRN NXE11698

  • [FCA CF] Client dealing (9 Dec 2019 to 29 May 2020)
  • CF30 Customer (25 Feb 2019 to 8 Dec 2019)
• Noelle Medani

  IRN NXM01542

  • CF30 Customer (26 May 2015 to 14 Apr 2016)
• Ohlsen Rosenke

  IRN OXR00039

  • [FCA CF] Client dealing (7 Feb 2024 to 24 Sep 2024)

No changes recorded yet.