Moelis & Company UK LLP

• Principal Place of Business

  Moelis

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402076343500

  Web

  https://www.moelis.com

• Complaints Contact

  Moelis

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402076343500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Laurence Easton-Jones

  IRN LXE00075

  • [FCA CF] Client dealing (10 Sep 2024 to 16 Oct 2025)
• Laurynas Zabulis

  IRN LXZ01084

  • CF30 Customer (30 Jul 2014 to 5 Sep 2018)
• Leandro Del Roio

  IRN LXD00115

  • [FCA CF] Client dealing (since 7 Feb 2024)
• Leopold Colt

  IRN LXC01864

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Mar 2020)
  • CF30 Customer (25 Jul 2018 to 8 Dec 2019)
• Liam James Beere

  IRN LJB01056

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Jun 2023)
  • CF30 Customer (19 Sep 2011 to 8 Dec 2019)
  • CF4 Partner (19 Sep 2011 to 8 Dec 2019)
• Lindsay Duebendorfer

  IRN LXD01604

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Mar 2020)
  • CF30 Customer (11 May 2018 to 8 Dec 2019)
• Louis Nicolas Guillaume Vercruysse

  IRN LNV01004

  • [FCA CF] Client dealing (since 22 May 2024)
• Luca Mattinson

  IRN LXM00672

  • [FCA CF] Client dealing (since 7 Feb 2024)
• Mads Jessen

  IRN MXJ01319

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (8 Oct 2010 to 25 Jan 2016)
• Maicol Grande

  IRN MXG02500

  • [FCA CF] Client dealing (since 17 Dec 2021)

No changes recorded yet.