MLP Wealth Management Ltd

• Principal Place of Business

  36 High Street

  Banstead

  Surrey

  SM7 2LS

  UNITED KINGDOM

  Phone

  +442082961799

  Web

  https://www.mlpwealth.co.uk

• Complaints Contact

  36 High Street

  Banstead

  Surrey

  SM7 2LS

  UNITED KINGDOM

  Phone

  +442082961799

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Negotiation

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  • · This permission is limited to debt adjusting with no debt management activity

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Derek William Vivian

  IRN DWV00003

  • CF30 Customer (16 Jul 2010 to 8 Mar 2011)
• Gary Robert Kuhler

  IRN GRK00014

  • CF30 Customer (19 May 2009 to 26 Jun 2009)
• James Annely

  IRN JXA00022

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 25 May 2022)
  • [FCA CF] Functions requiring qualifications (since 25 May 2022)
• John Bernard Hayward

  IRN JBH00007

  • CF24 Pension Transfer Specialist (14 Oct 2005 to 15 Aug 2006)
  • CF21 Investment Adviser (14 Oct 2005 to 15 Aug 2006)
• Katie Ross

  IRN KXR00331

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2025)
• Levon Matossian

  IRN LXM00021

  • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
  • CF21 Investment Adviser (14 Oct 2005 to 31 Oct 2007)
• Paolo Leonardo Standerwick

  IRN PLS00003

  • [FCA CF] Client dealing (9 Dec 2020 to 9 Dec 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 9 Dec 2025)
  • [FCA CF] Significant management (9 Dec 2020 to 9 Dec 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Apr 2023)
  • SMF3 Executive Director (9 Dec 2019 to 2 Jun 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 11 Apr 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 11 Apr 2023)
  • Responsibility for MCD Intermediation (8 Jun 2016 to 11 Apr 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (14 Oct 2005 to 8 Dec 2019)
  • CF10 Compliance Oversight (14 Oct 2005 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (14 Oct 2005 to 8 Dec 2019)
  • CF21 Investment Adviser (14 Oct 2005 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (14 Oct 2005 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (14 Oct 2005 to 31 Mar 2009)
  • Responsible for Insurance Mediation (14 Oct 2005 to 30 Sep 2018)
• Paul Francis Standerwick

  IRN PFS01045

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Responsibility for MCD Intermediation (since 27 Mar 2023)
  • Responsible for Insurance Distribution (since 27 Mar 2023)
  • SMF16 Compliance Oversight (since 27 Mar 2023)
  • SMF3 Executive Director (since 27 Mar 2023)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (14 Oct 2005 to 31 Oct 2007)
• Raymond Paul Kuhler

  IRN RPK00011

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 8 Nov 2021)
  • [FCA CF] Client dealing (9 Dec 2020 to 8 Nov 2021)
  • CF30 Customer (30 May 2013 to 1 Jul 2014)
• Raymond Verralls

  IRN RXV00005

  • CF30 Customer (26 Jul 2011 to 31 Dec 2012)

No changes recorded yet.