Date authorised
1 April 2013
Companies House
OC358858
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 Hanover Square
    Second Floor
    London
    W1S 1HN
    UNITED KINGDOM
    Phone
    +442077471700
  • Complaints Contact

    5 Hanover Square
    Second Floor
    London
    W1S 1HN
    UNITED KINGDOM
    Phone
    +442077471700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gianluca Salford

    IRN GXS01314

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Feb 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 17 Feb 2025)
    • CF30 Customer (19 Jun 2019 to 8 Dec 2019)
  • Jason Bonanca

    IRN JXB02873

    • CF4 Partner (24 Jan 2013 to 14 Feb 2014)
    • CF30 Customer (24 Jan 2013 to 14 Feb 2014)
  • Jeannie Sha

    IRN JXS02552

    • CF10 Compliance Oversight (7 Mar 2011 to 20 Sep 2011)
    • CF11 Money Laundering Reporting (7 Mar 2011 to 20 Sep 2011)
  • Jonathan Clifton

    IRN JXC02629

    • CF11 Money Laundering Reporting (14 Jan 2014 to 20 Nov 2018)
    • CF10 Compliance Oversight (14 Jan 2014 to 20 Nov 2018)
  • Karim Marwan Nsouli

    IRN KMN01027

    • [FCA CF] Material risk taker (since 10 Jun 2025)
    • [FCA CF] Client dealing (since 10 Jun 2025)
    • [FCA CF] Material risk taker (25 Aug 2023 to 31 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2021)
    • SMF27 Partner (9 Dec 2019 to 1 Apr 2021)
    • CF4 Partner (11 Apr 2011 to 8 Dec 2019)
    • CF30 Customer (7 Mar 2011 to 8 Dec 2019)
  • Killian O'Connor

    IRN KXO01167

    • CF30 Customer (29 Jan 2014 to 13 May 2015)
  • Laurent Patrick Vincent Moulin

    IRN LPM01032

    • CF30 Customer (20 Oct 2015 to 23 Apr 2018)
  • Mark Coombs

    IRN MXC02710

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2022)
    • CF30 Customer (10 Mar 2014 to 8 Dec 2019)
  • Maurice Perkins

    IRN MXP01924

    • CF4 Partner (7 Mar 2011 to 31 Dec 2011)
  • Michael James Hume

    IRN MJH01343

    • SMF27 Partner (since 1 Jul 2021)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.