Mizuho International plc

Date authorised
1 April 2013
Companies House
01203696
Last scraped
4 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Mizuho International plc
    30 Old Bailey
    London
    EC4M 7AU
    UNITED KINGDOM
    Phone
    +4402072361090
    Web
    https://www.mizuhogroup.com/emea

  • Complaints Contact

    30 Old Bailey
    London
    EC4M 7AU
    UNITED KINGDOM
    Phone
    +4402072361090

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Professional, Eligible Counterparty, Deposit

  • P2P Lending Advice

    For Professional, Eligible Counterparty

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trade Settlement Routing

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments), Life Policy

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Electronic Trade Settlement

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Yosuke Takahashi

    IRN YXT01098

    • (637)CF30 Customer (21 May 2010 to 30 Sep 2015)
  • Young Seop JEON

    IRN YSJ01001

    • (1293)[FCA CF] Client dealing (2 Jan 2019 to 8 May 2019)
  • Yu Takaki

    IRN YXT00053

    • (926)[FCA CF] Client dealing (27 Mar 2023 to 28 May 2025)
  • Yuichi Katsura

    IRN YXK01084

    • (373)[FCA CF] Manager of certification employee (7 Mar 2016 to 25 Oct 2019)
    • (372)[FCA CF] Client dealing (7 Mar 2016 to 25 Oct 2019)
    • (369)CF30 Customer (21 Jul 2014 to 6 Mar 2016)
    • (371)CF21 Investment Adviser (29 Jun 2005 to 31 Oct 2007)
    • (370)CF22 Investment Adviser (Trainee) (18 Aug 2004 to 29 Jun 2005)
  • Yuichi Shida

    IRN YXS01192

    • (653)CF30 Customer (21 Mar 2012 to 30 May 2014)
  • Yuichiro Yashiro

    IRN YXY00038

    • (269)[FCA CF] Client dealing (since 14 Oct 2022)
    • (270)[FCA CF] Manager of certification employee (since 14 Oct 2022)
  • Yuji Hishida

    IRN YXH00028

    • (958)[FCA CF] Manager of certification employee (4 May 2021 to 16 Aug 2024)
    • (957)[FCA CF] Client dealing (4 May 2021 to 16 Aug 2024)
  • Yuji Koyama

    IRN YXK01026

    • (605)CF21 Investment Adviser (1 Dec 2001 to 3 Mar 2003)
  • Yuko Hasegawa

    IRN YXH01015

    • (281)CF30 Customer (1 Nov 2007 to 30 Nov 2012)
    • (282)CF21 Investment Adviser (31 Dec 2001 to 31 Oct 2007)
  • Yuko Okawa

    IRN YXO01055

    • (1243)[FCA CF] Client dealing (3 Oct 2018 to 14 Dec 2023)
    • (1242)CF30 Customer (28 Apr 2010 to 4 Oct 2010)
Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1416)CF30 Customer

  2. controlled function added: (1415)[FCA CF] Client dealing

  3. controlled function added: (1414)CF21 Investment Adviser

  4. controlled function added: (1413)CF30 Customer

  5. controlled function added: (1412)CF10 Compliance Oversight

  6. controlled function added: (1411)CF11 Money Laundering Reporting

  7. controlled function added: (1410)CF21 Investment Adviser

  8. controlled function added: (1409)CF21 Investment Adviser

  9. controlled function added: (1408)CF30 Customer

  10. controlled function added: (1407)Director of firm who is not a certification employee or a SMF manager

Show more