Mizuho International plc

Date authorised
1 April 2013
Companies House
01203696
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Mizuho International plc
    30 Old Bailey
    London
    EC4M 7AU
    UNITED KINGDOM
    Phone
    +4402072361090
    Web
    https://www.mizuhogroup.com/emea

  • Complaints Contact

    30 Old Bailey
    London
    EC4M 7AU
    UNITED KINGDOM
    Phone
    +4402072361090

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Yuko Uchida

    IRN YXU01007

    • (52)CF30 Customer (1 Nov 2007 to 16 Nov 2012)
    • (53)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Yukun Ni

    IRN YXN00034

    • (864)[FCA CF] Client dealing (26 Jul 2024 to 31 Oct 2025)
  • Yumi Thomson

    IRN YXT01095

    • (149)CF30 Customer (24 Feb 2010 to 28 Sep 2012)
  • Yusuf Ibrahim-Hashi

    IRN YXI80287

    • (142)[FCA CF] Client dealing (since 5 Feb 2025)
  • Yusuke Tanaka

    IRN YXT01142

    • (163)CF30 Customer (17 Dec 2014 to 2 Apr 2015)
  • Yusuke Tsuchiya

    IRN YXT76639

    • (448)[FCA CF] Client dealing (5 Sep 2016 to 4 Oct 2019)
  • Yutaka Endo

    IRN YXE01020

    • (113)CF2 Non Executive Director (10 May 2007 to 1 Apr 2009)
  • Yutaka Fukushi

    IRN YXF01011

    • (405)CF29 Significant management (8 Jun 2011 to 31 Mar 2015)
    • (404)CF30 Customer (8 Jun 2011 to 31 Mar 2015)
    • (406)CF21 Investment Adviser (1 Dec 2001 to 29 Sep 2006)
  • Yutaka Nanjo

    IRN YXN01041

    • (213)Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2024)
    • (838)CF30 Customer (1 Nov 2007 to 27 Aug 2010)
    • (840)CF21 Investment Adviser (29 Dec 2006 to 31 Oct 2007)
    • (839)CF22 Investment Adviser (Trainee) (3 May 2006 to 29 Dec 2006)
  • Yutaka Wakabayashi

    IRN YXW00016

    • (961)Director of firm who is not a certification employee or a SMF manager (1 Apr 2021 to 1 Apr 2025)
    • (962)[FCA CF] Material risk taker (1 Apr 2021 to 1 Apr 2025)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (258)[FCA CF] Material risk taker

  2. controlled function added: (257)[FCA CF] Client dealing

  3. controlled function added: (256)[FCA CF] Algorithmic trading

  4. controlled function added: (255)[FCA CF] Client dealing

  5. controlled function added: (254)[FCA CF] Client dealing

  6. controlled function added: (253)[FCA CF] Client dealing

  7. controlled function added: (252)[FCA CF] Client dealing

  8. controlled function added: (251)[FCA CF] Client dealing

  9. controlled function added: (250)[FCA CF] Client dealing

  10. controlled function added: (249)[FCA CF] Manager of certification employee

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