Mizuho Bank, Ltd.

• Principal Place of Business

  30 Old Bailey

  London

  EC4M 7AU

  UNITED KINGDOM

  Phone

  +442070124000

  Web

  https://www.mizuhogroup.com/emea

• Complaints Contact

  30 Old Bailey

  London

  EC4M 7AU

  UNITED KINGDOM

  Phone

  +442070124000

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Shinsuke Nitamizu

  IRN SXN79402

  • [FCA CF] Manager of certification employee (7 Mar 2021 to 14 Aug 2021)
  • [FCA CF] Client dealing (21 May 2019 to 14 Aug 2021)
  • [FCA CF] Material risk taker (21 May 2019 to 14 Aug 2021)
• Shinsuke Tanaka

  IRN SXT79487

  • [FCA CF] Client dealing (15 Dec 2018 to 1 Jul 2023)
• Shinsuke Toda

  IRN SXT01851

  • SMF19 Head of Overseas Branch/Head of Overseas (6 May 2020 to 1 Apr 2023)
  • SMF2 Chief Finance (7 Mar 2016 to 1 Apr 2018)
  • CF28 Systems and controls (24 Mar 2015 to 6 Mar 2016)
• Shintaro Deguchi

  IRN SXD79384

  • [FCA CF] Client dealing (7 Jul 2019 to 2 Aug 2020)
  • [FCA CF] Manager of certification employee (7 Jul 2019 to 12 Nov 2020)
  • [FCA CF] Material risk taker (7 Jul 2019 to 2 Apr 2022)
  • [FCA CF] Significant management (7 Jul 2019 to 2 Aug 2020)
• Shinya Wako

  IRN SXW01389

  • CF3 Chief Executive (15 Apr 2008 to 10 Aug 2010)
  • CF8 Apportionment and Oversight (15 Apr 2008 to 31 Mar 2009)
  • CF16 Significant Mgt (Desgntd Investment Business) (9 Apr 2002 to 17 Mar 2003)
• Shiro Nomura

  IRN SXN00020

  • [FCA CF] Client dealing (24 Jul 2020 to 6 Feb 2024)
  • [FCA CF] Material risk taker (24 Jul 2020 to 6 Feb 2024)
• Sho Oishi

  IRN SXO00191

  • [FCA CF] Client dealing (30 Nov 2022 to 1 Mar 2024)
• Shoichi Okado

  IRN SXO00276

  • [FCA CF] Client dealing (since 20 Feb 2025)
• Shota Fukushima

  IRN SXF79438

  • [FCA CF] Client dealing (21 Dec 2019 to 19 Jul 2024)
• Shuichi Iwano

  IRN SXI79391

  • [FCA CF] Material risk taker (7 Mar 2016 to 5 Aug 2020)
  • [FCA CF] Client dealing (7 Mar 2016 to 5 Aug 2020)

No changes recorded yet.