Mitsubishi UFJ Trust and Banking Corporation

• Principal Place of Business

  24 Lombard Street

  London

  EC3V 9AJ

  UNITED KINGDOM

  Phone

  +4402079292323

  Web

  https://www.tr.mufg.jp/english

• Complaints Contact

  24 Lombard Street

  London

  EC3V 9AJ

  UNITED KINGDOM

  Phone

  +4402079292323

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Yoshihisa Nomi

  IRN YXN34805

  • Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 26 Jun 2020)
• Yoshinobu Shimizu

  IRN YXS34807

  • Director of firm who is not a certification employee or a SMF manager (28 Jun 2016 to 26 Jun 2020)
• Yoshitaka Yuriyama

  IRN YXY00030

  • [FCA CF] Manager of certification employee (4 Apr 2022 to 31 Mar 2025)
  • [FCA CF] Material risk taker (4 Apr 2022 to 31 Mar 2025)
  • [FCA CF] Client dealing (4 Apr 2022 to 31 Mar 2025)
  • [FCA CF] Proprietary trader (4 Apr 2022 to 31 Mar 2025)
  • [PRA CF] Significant risk taker or Material risk taker (4 Apr 2022 to 31 Mar 2025)
• Yoshiteru Tsuji

  IRN YXT34810

  • Director of firm who is not a certification employee or a SMF manager (28 Jun 2017 to 1 Apr 2021)
• Yui Yoshida

  IRN YXY00074

  • [FCA CF] Proprietary trader (since 1 Apr 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2025)
  • [FCA CF] Client dealing (since 1 Apr 2025)
  • [FCA CF] Manager of certification employee (since 1 Apr 2025)
  • [FCA CF] Material risk taker (since 1 Apr 2025)
• Yuichiro Yamashiro

  IRN YXY00029

  • Director of firm who is not a certification employee or a SMF manager (1 Apr 2022 to 1 Apr 2025)
• Yukinori Shimoguchi

  IRN YXS00121

  • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2024)
• Yukio Yahagi

  IRN YXY34808

  • Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 1 Apr 2023)
• Yushi Ando

  IRN YXA01030

  • Director of firm who is not a certification employee or a SMF manager (1 Apr 2023 to 1 Apr 2025)
  • CF26 Customer Trading (1 Dec 2001 to 1 Apr 2003)
• Yusuke Amamoto

  IRN YXA34983

  • [FCA CF] Client dealing (28 Feb 2018 to 6 Apr 2020)

No changes recorded yet.