Mitsubishi UFJ Trust and Banking Corporation

• Principal Place of Business

  24 Lombard Street

  London

  EC3V 9AJ

  UNITED KINGDOM

  Phone

  +4402079292323

  Web

  https://www.tr.mufg.jp/english

• Complaints Contact

  24 Lombard Street

  London

  EC3V 9AJ

  UNITED KINGDOM

  Phone

  +4402079292323

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Tomohiro Kimura

  IRN TXK71211

  • Director of firm who is not a certification employee or a SMF manager (1 Apr 2020 to 1 Apr 2024)
• Tomohiro Maeno

  IRN TXM34988

  • [FCA CF] Client dealing (29 May 2018 to 1 Apr 2024)
  • [PRA CF] Significant risk taker or Material risk taker (29 May 2018 to 1 Apr 2024)
  • [FCA CF] Proprietary trader (29 May 2018 to 1 Apr 2024)
  • [FCA CF] Material risk taker (29 May 2018 to 1 Apr 2024)
  • [FCA CF] Manager of certification employee (29 May 2018 to 1 Apr 2024)
• Tomohiro Shimabukuro

  IRN TXS34982

  • [FCA CF] Client dealing (21 Feb 2018 to 2 Dec 2021)
• Tomohiro Toyota

  IRN TXT34984

  • [PRA CF] Significant risk taker or Material risk taker (3 Apr 2017 to 4 Apr 2022)
  • [FCA CF] Material risk taker (3 Apr 2017 to 4 Apr 2022)
• Tomoo Shimizu

  IRN TXS04000

  • SMF22 Other Local Responsibility (since 1 Apr 2025)
  • [FCA CF] Proprietary trader (2 Apr 2024 to 31 Mar 2025)
  • [FCA CF] Material risk taker (2 Apr 2024 to 31 Mar 2025)
  • [FCA CF] Manager of certification employee (2 Apr 2024 to 31 Mar 2025)
  • [FCA CF] Client dealing (2 Apr 2024 to 31 Mar 2025)
  • [PRA CF] Significant risk taker or Material risk taker (2 Apr 2024 to 31 Mar 2025)
• Toru Matsuda

  IRN TXM01455

  • CF1 Director (8 Jun 2010 to 6 Mar 2016)
  • CF8 Apportionment and Oversight (26 Apr 2007 to 31 Mar 2009)
  • CF3 Chief Executive (26 Apr 2007 to 8 Jun 2010)
• Toru Sakurai

  IRN TXS34970

  • [FCA CF] Manager of certification employee (2 Oct 2019 to 2 Dec 2019)
  • [FCA CF] Material risk taker (1 Apr 2019 to 1 Apr 2022)
  • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2019 to 1 Apr 2022)
• Toshihiro Abe

  IRN TXA26311

  • SMF19 Head of Overseas Branch/Head of Overseas (12 Mar 2020 to 31 Mar 2022)
• Toshihiro Tanaka

  IRN TXT00309

  • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2026)
• Toshikazu Mukohara

  IRN TXM34818

  • Director of firm who is not a certification employee or a SMF manager (1 Apr 2019 to 1 Apr 2021)

No changes recorded yet.