MitonOptimal Portfolio Management (UK) Limited

Date authorised
1 September 2017
Companies House
10524374
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Mitonoptimal Portfolio Management (UK) Ltd
    Derwent House 42-46
    Waterloo Road
    Wolverhampton
    WV1 4XB
    UNITED KINGDOM
    Phone
    +4401902712233
    Web
    https://www.mitonoptimal.co.uk

  • Complaints Contact

    Mitonoptimal Portfolio Management (UK) Ltd
    Derwent House 42-46
    Waterloo Road
    Wolverhampton
    WV1 4XB
    UNITED KINGDOM
    Phone
    +4401902712233

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard James Nuttull

    IRN RXN00242

    • SMF16 Compliance Oversight (since 15 Oct 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Oct 2024)
  • Santhosh Thenguvilayil Idicheria

    IRN SXI00120

    • SMF3 Executive Director (since 15 Jun 2023)
  • Simon Sharrott

    IRN SXS00582

    • Director of firm who is not a certification employee or a SMF manager (8 Feb 2021 to 1 Aug 2022)
  • Tom Arthur

    IRN TXA00012

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Mar 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Mar 2021)
    • CF30 Customer (1 Sep 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.