Mistral Asset Finance Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Credit Brokering
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.

Senior staff personally approved by the FCA to hold their roles here.

Frederick Thomas Barrington Fuller
IRN FXF00100
- SMF3 Executive Director (since 1 Sep 2025)
Guy Richard Wadsworth
IRN GRW01102
- CF8 Apportionment and Oversight (22 Oct 2015 to 20 Mar 2019)
Joeline Marie Smith
IRN JXS15084
- SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 9 Jul 2024)
- CF8 Apportionment and Oversight (24 Sep 2019 to 8 Dec 2019)
Priyesh Shah
IRN PXS02857
- SMF16 Compliance Oversight (since 1 Sep 2025)
- SMF3 Executive Director (since 1 Sep 2025)
Stephen Low
IRN SXL01955
- SMF3 Executive Director (since 1 Sep 2025)
- SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 1 Sep 2025)
- CF8 Apportionment and Oversight (6 Jun 2019 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.