Date authorised
1 April 2013
Companies House
05314336
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Office 5.04
    68 King William Street
    London
    EC4N 7HR
    UNITED KINGDOM
    Phone
    +448081098078
  • Complaints Contact

    Office 5.04
    68 King William Street
    London
    EC4N 7HR
    UNITED KINGDOM
    Phone
    +448081098078

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David James Aslin

    IRN DXA00476

    • CF3 Chief Executive (AR) (since 3 Oct 2025)
    • CF1 Director (AR) (since 3 Oct 2025)
  • Elizabeth Mary Hargreaves

    IRN EXH00297

    • SMF16 Compliance Oversight (17 Nov 2023 to 13 Sep 2024)
  • Ewan Magnus Murray

    IRN EMM01075

    • CF1 Director (AR) (26 May 2011 to 31 Dec 2014)
  • Gail Patrice Sumner

    IRN GXS00513

    • Responsible for Insurance Distribution (25 Apr 2025 to 31 Aug 2025)
    • SMF3 Executive Director (28 Nov 2022 to 31 Aug 2025)
  • Gareth Neil Roberts

    IRN GXR00292

    • CF3 Chief Executive (AR) (since 15 May 2024)
    • CF1 Director (AR) (since 15 May 2024)
  • Gary David Bright

    IRN GXB66858

    • CF2 Non Executive Director (AR) (since 1 Dec 2025)
    • SMF3 Executive Director (since 1 Oct 2025)
  • Gary Dixon

    IRN GXD01117

    • Responsible for Insurance Mediation (29 May 2009 to 24 Mar 2011)
    • CF1 Director (29 May 2009 to 24 Mar 2011)
  • Grant Peters

    IRN GXP00160

    • SMF16 Compliance Oversight (since 4 Dec 2024)
  • Ian Philip Watkinson

    IRN IXW00147

    • CF2 Non Executive Director (AR) (14 Jan 2024 to 25 Apr 2025)
  • Jay Robert Frew

    IRN JRF01114

    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Apr 2020 to 31 Jul 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.