Date authorised
1 April 2013
Companies House
05314336
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Office 5.04
    68 King William Street
    London
    EC4N 7HR
    UNITED KINGDOM
    Phone
    +448081098078
  • Complaints Contact

    Office 5.04
    68 King William Street
    London
    EC4N 7HR
    UNITED KINGDOM
    Phone
    +448081098078

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Morgan

    IRN AXM01063

    • Responsible for Insurance Distribution (13 Oct 2022 to 25 Apr 2025)
    • SMF3 Executive Director (31 Mar 2022 to 25 Apr 2025)
  • Alan Michael Rorison

    IRN AMR01188

    • SMF3 Executive Director (9 Dec 2019 to 26 Apr 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 26 Apr 2022)
    • Responsible for Insurance Mediation (21 Jan 2014 to 30 Sep 2018)
    • CF1 Director (15 Feb 2013 to 8 Dec 2019)
  • Andrew Douglas Page

    IRN ADP01131

    • SMF3 Executive Director (29 May 2020 to 26 Apr 2022)
  • Andrew James Willoughby

    IRN AJW01195

    • CF1 Director (4 Aug 2011 to 5 Feb 2014)
    • Responsible for Insurance Mediation (4 Aug 2011 to 9 Jan 2014)
  • Blair John Houston

    IRN BXH08950

    • SMF16 Compliance Oversight (30 Apr 2020 to 20 Dec 2023)
  • Byron William Sumner

    IRN BXS00431

    • CF1 Director (AR) (since 13 Sep 2023)
    • CF3 Chief Executive (AR) (since 13 Sep 2023)
  • Carly Matson

    IRN CXM00435

    • CF3 Chief Executive (AR) (since 4 Oct 2023)
    • CF1 Director (AR) (since 4 Oct 2023)
  • Charles Davenport Boorman

    IRN CXB00884

    • CF1 Director (AR) (since 11 Mar 2024)
    • CF3 Chief Executive (AR) (since 11 Mar 2024)
  • Christopher Neil Horne

    IRN CNH01039

    • CF4 Partner (AR) (28 Apr 2009 to 3 Sep 2012)
  • Christopher Timothy Fitzgerald

    IRN CTF01011

    • CF1 Director (14 Jan 2005 to 21 May 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 21 May 2009)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 21 May 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.