Mirabella Financial Services LLP

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FRN: 415559
Date authorised: 1 April 2013
Companies House: OC309035
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

A C A Global

11 Strand

London

Westminster

WC2N 5HR

UNITED KINGDOM

Phone

+442070420510

Web

https://www.acaglobal.com
Complaints Contact

A C A Global

11 Strand

London

Westminster

WC2N 5HR

UNITED KINGDOM

Phone

+442070420510

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Specialist Investment Funds
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

- Mirabella Fund Services Limited
IRN XXM01040
- CF4 Partner (2 Sep 2005 to 5 Jul 2016)
. Arcus ISH LLP
IRN XXA01129
- CF4 Partner (AR) (10 Jul 2009 to 30 Apr 2010)
. Arcus Infrastructure Ltd
IRN XXA01130
- CF4 Partner (AR) (10 Jul 2009 to 30 Apr 2010)
. Brookfield Developments (UK) Limited
IRN XXB01078
- CF4 Partner (AR) (18 Nov 2009 to 21 Apr 2010)
. Calamos International Holdings II LLC
IRN XXC01140
- CF4 Partner (AR) (30 Nov 2009 to 16 Jul 2010)
. Calamos International Holdings LLC
IRN XXC01139
- CF4 Partner (AR) (27 Nov 2009 to 16 Jul 2010)
. Cordium Consulting Group Limited
IRN XXI01040
- CF4 Partner (1 Sep 2011 to 11 Nov 2019)
. Danix Services Limited
IRN XXD01045
- CF4 Partner (AR) (28 Jun 2010 to 13 Sep 2010)
. Hodes Weill UK Services Limited
IRN XXH01100
- CF4 Partner (AR) (27 Nov 2012 to 16 Dec 2016)
. Lese Investments UK LLC
IRN XXL01130
- CF4 Partner (AR) (30 Jan 2014 to 2 Sep 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

EM-Quest Capital LLP (no longer appointed)
FRN 550061 · Appointed 6 May 2011 · Until 1 Dec 2011 · Tied agent
Queensbridge Associates Ltd (no longer appointed)
FRN 547512 · Appointed 15 Apr 2011 · Until 22 Aug 2011
OVINGTON CAPITAL MANAGEMENT LLP (no longer appointed)
FRN 537006 · Appointed 3 Dec 2010 · Until 18 Jul 2011
Imperial Investment Management LLP (no longer appointed)
FRN 535287 · Appointed 8 Nov 2010 · Until 4 Jan 2011
Smith Square Partners LLP (no longer appointed)
FRN 534365 · Appointed 26 Oct 2010 · Until 4 Jan 2011
Lux Finance Limited (no longer appointed)
FRN 532216 · Appointed 23 Sep 2010 · Until 14 Jul 2011
Peakside Advisors Ltd (no longer appointed)
FRN 528216 · Appointed 20 Jul 2010 · Until 7 Feb 2011
Insetco Capital Markets Ltd (no longer appointed)
FRN 527945 · Appointed 15 Jul 2010 · Until 30 Nov 2011
Caird Capital LLP (no longer appointed)
FRN 525684 · Appointed 10 Jun 2010 · Until 16 Nov 2010
Maycastle Energy Partners LLP (no longer appointed)
FRN 523843 · Appointed 14 May 2010 · Until 9 Aug 2010

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.