Mirabaud Asset Management Limited

Date authorised
1 April 2013
Companies House
01631005
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Mirabaud
    10 Bressenden Place
    London
    Westminster
    SW1E 5DH
    UNITED KINGDOM
    Phone
    +4402031677000
    Web
    https://www.mirabaud-am.com

  • Complaints Contact

    Mirabaud
    10 Bressenden Place
    London
    Westminster
    SW1E 5DH
    UNITED KINGDOM
    Phone
    +4402031677000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart James Silverlock

    IRN SJS01147

    • CF30 Customer (5 Jul 2012 to 28 Nov 2012)
  • Thami Kabbaj

    IRN TXK01129

    • CF27 Investment Management (8 Feb 2002 to 21 May 2002)
    • CF21 Investment Adviser (8 Feb 2002 to 21 May 2002)
  • Thiago Frazao

    IRN TXF00129

    • Director of firm who is not a certification employee or a SMF manager (since 28 Feb 2022)
  • Thierry Fauchier-Magnan

    IRN TXF01028

    • CF2 Non Executive Director (1 Dec 2001 to 22 Apr 2005)
  • Trevor Fitzgerald

    IRN TRF01011

    • [FCA CF] Client dealing (since 29 Mar 2021)
    • [FCA CF] Material risk taker (since 29 Mar 2021)
    • CF30 Customer (21 Sep 2015 to 8 Dec 2019)
  • Umberto Marco Boccato

    IRN UXB22585

    • SMF1 Chief Executive (since 10 Oct 2025)
    • SMF3 Executive Director (since 7 Sep 2023)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (27 Nov 2019 to 8 Dec 2019)
    • CF29 Significant management (27 Nov 2019 to 8 Dec 2019)
  • Verity Ballantyne-Cook

    IRN VXB01225

    • CF30 Customer (28 Jan 2013 to 11 Sep 2013)
  • Victor Benavides

    IRN VHB01009

    • CF30 Customer (18 Jun 2012 to 5 Apr 2016)
  • Wouter Jan Volckaert

    IRN WJV01014

    • CF30 Customer (1 Jul 2013 to 29 Jul 2013)
  • Yvar Claude Mentha

    IRN YCM01005

    • Director of firm who is not a certification employee or a SMF manager (since 29 Mar 2021)
    • CF2 Non Executive Director (14 Mar 2014 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Kevin O'Kelly (no longer appointed)

    FRN 617013 · Appointed 11 Mar 2014 · Until 31 Dec 2016

  • Trenlewis Limited (no longer appointed)

    FRN 610336 · Appointed 15 Nov 2013 · Until 15 Jun 2014

  • Anwar Siddiqi (no longer appointed)

    FRN 486466 · Appointed 24 Jul 2008 · Until 31 Dec 2016

  • Balwant Nantunhai Patel (no longer appointed)

    FRN 486465 · Appointed 24 Jul 2008 · Until 31 Dec 2016

  • Andrew Clark (no longer appointed)

    FRN 223022 · Appointed 21 Feb 2003 · Until 21 May 2004

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.