Milsom Howard Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Adrian Hillier
IRN AXH01975
- CF4 Partner (AR) (23 Jan 2009 to 18 Apr 2011)
Alan James Taplin
IRN AJT01237
- CF1 Director (AR) (1 Jan 2009 to 29 Oct 2010)
Anthony Jones
IRN AXJ01228
- CF1 Director (AR) (19 Jan 2021 to 31 Aug 2021)
Brendan Derek Lee Jones
IRN BDJ01017
- CF1 Director (AR) (1 Jan 2009 to 1 Jan 2010)
Christine Caroline Howard
IRN CCH01040
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Claire Patricia Doherty
IRN CXD00082
- CF1 Director (AR) (30 Dec 2020 to 31 Aug 2021)
Colin Paul Bailey
IRN CPB01103
- CF4 Partner (AR) (27 Oct 2009 to 18 Apr 2011)
David Ian Pinder
IRN DIP01013
- CF1 Director (AR) (4 Feb 2021 to 1 Sep 2021)
David Warwick Bampfylde
IRN DWB01128
- CF1 Director (AR) (20 Jan 2009 to 18 Apr 2011)
Douglas Austin
IRN DXA01491
- CF4 Partner (AR) (15 Feb 2011 to 18 Apr 2011)

Smaller firms operating under this firm's FCA authorisation.

MGTIS Ltd (no longer appointed)
FRN 432799 · Appointed 17 May 2005 · Until 13 Mar 2006

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.