Milne Friend & Partners

Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Milne Friend & Partners
    Lynx House
    Pynes Hill
    Exeter
    Devon
    EX2 5JL
    UNITED KINGDOM
    Phone
    +4401392430097
    Web
    https://www.milnefriend.uk

  • Complaints Contact

    Milne Friend & Partners
    Lynx House
    Pynes Hill
    Exeter
    Devon
    EX2 5JL
    UNITED KINGDOM
    Phone
    +4401392430097

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jamie Alexander Ker Milne

    IRN JAM01323

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (1 Jan 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jan 2010 to 8 Dec 2019)
    • CF30 Customer (1 Jan 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jan 2010 to 30 Sep 2018)
    • CF4 Partner (22 May 2006 to 8 Dec 2019)
  • Jonathan Andrew Milne

    IRN JAM01367

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Jan 2009 to 8 Dec 2019)
  • Peter Milne

    IRN PXM02216

    • CF4 Partner (1 Jan 2012 to 1 Jan 2018)
  • Rita Milne

    IRN RXM00205

    • CF4 Partner (1 Dec 2001 to 31 Dec 2009)
  • Roderick John Ker Milne

    IRN RJM00121

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Dec 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF4 Partner (1 Dec 2001 to 31 Dec 2009)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2009)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Dec 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.