Date authorised
1 April 2013
Companies House
03896220
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stewart Hindmarsh

    IRN SXH02275

    • CF1 Director (AR) (18 Jul 2013 to 7 Jan 2016)
  • Stuart Mark Rouse

    IRN SMR01086

    • SMF3 Executive Director (9 Dec 2019 to 5 Sep 2025)
    • CF1 Director (18 Jan 2016 to 8 Dec 2019)
  • Timothy Crispin F Coles

    IRN TCC01028

    • SMF3 Executive Director (9 Dec 2019 to 10 Nov 2020)
    • CF1 Director (18 Jan 2016 to 8 Dec 2019)
  • Timothy John Brangwyn

    IRN TJB01133

    • SMF3 Executive Director (9 Dec 2019 to 19 Oct 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 19 Oct 2021)
    • Responsible for Insurance Mediation (26 Sep 2018 to 30 Sep 2018)
    • CF1 Director (18 Jan 2016 to 8 Dec 2019)
  • Timothy Maslyn Riley

    IRN TMR01054

    • CF1 Director (AR) (10 Mar 2015 to 26 Oct 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.