MILLSTREAM UNDERWRITING LTD.

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Karen Anne Morris
IRN KAM01214
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 28 Feb 2022)
- CF2 Non Executive Director (20 Aug 2018 to 8 Dec 2019)
Mark Albert Simmonds
IRN MAS01321
- CF1 Director (AR) (14 Jan 2005 to 14 Jul 2005)
Martin John Mills
IRN MJM01358
- SMF9 Chair of the Governing Body (9 Dec 2019 to 29 Feb 2024)
- CF2 Non Executive Director (9 Oct 2018 to 8 Dec 2019)
- CF1 Director (AR) (12 Jan 2006 to 13 Sep 2018)
- CF3 Chief Executive (14 Jan 2005 to 13 Sep 2018)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 13 Sep 2018)
- CF1 Director (14 Jan 2005 to 13 Sep 2018)
Michael Alan Sibthorpe
IRN MAS01141
- CF1 Director (20 Aug 2018 to 26 Feb 2019)
Michael Callaghan
IRN MXC03142
- CF1 Director (AR) (13 Jan 2016 to 5 Feb 2019)
Michael Jeremy McAuliffe
IRN MJM01390
- CF3 Chief Executive (AR) (16 Jun 2006 to 7 Mar 2014)
- CF1 Director (AR) (16 Jun 2006 to 7 Mar 2014)
Richard Neville Marriage
IRN RNM01036
- SMF3 Executive Director (since 15 May 2023)
Roberto Amati
IRN RXA10066
- Responsible for Insurance Distribution (since 26 Apr 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Mar 2019 to 8 Dec 2019)
Simon John McVey
IRN SJM01424
- CF1 Director (29 Dec 2005 to 23 Jul 2018)
Simon Monk
IRN SXM02147
- CF1 Director (AR) (16 Jun 2006 to 17 Mar 2016)

Smaller firms operating under this firm's FCA authorisation.

Associa Limited (no longer appointed)
FRN 400258 · Appointed 17 Jan 2005 · Until 20 Jan 2005
Millstream Direct Limited (no longer appointed)
FRN 406951 · Appointed 14 Jan 2005 · Until 13 Sep 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.