Date authorised
1 April 2013
Companies House
02258855
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Mark Lane
    London
    EC3R 7NQ
    UNITED KINGDOM
    Phone
    +442074882345
  • Complaints Contact

    70 Mark Lane
    London
    EC3R 7NQ
    UNITED KINGDOM
    Phone
    +442070312334

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bertram Sinniah

    IRN BXS00100

    • Responsible for Insurance Distribution (since 4 Sep 2025)
    • SMF3 Executive Director (since 3 Dec 2024)
  • Christopher Cavani

    IRN CXC02214

    • CF1 Director (31 Jan 2016 to 1 Sep 2017)
  • Christopher Jones

    IRN CXJ01322

    • CF1 Director (28 Apr 2015 to 19 Jun 2019)
  • David Jeremy Jackson

    IRN DJJ01077

    • CF1 Director (13 Mar 2014 to 17 Jul 2014)
    • Responsible for Insurance Mediation (14 Jan 2005 to 17 Jul 2014)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 27 Feb 2014)
  • David John Plato

    IRN DJP01277

    • CF1 Director (13 Aug 2007 to 8 Oct 2012)
  • Helena Overton

    IRN HXO01050

    • CF1 Director (AR) (31 Dec 2018 to 5 Jul 2019)
    • CF1 Director (14 Jan 2005 to 19 Jun 2019)
  • IAN BARNES

    IRN IXB01431

    • CF1 Director (16 Feb 2015 to 1 Sep 2017)
  • Ian Michael Buckley

    IRN IMB01029

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 26 Feb 2021)
    • CF2 Non Executive Director (2 Jul 2019 to 8 Dec 2019)
  • Ian Scott

    IRN IXS01263

    • CF1 Director (14 Jan 2005 to 1 Sep 2017)
  • John Cowlishaw

    IRN JXC01380

    • CF1 Director (12 Jan 2006 to 19 Dec 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.